Compliance Analyst

2 days ago

Brisbane, Queensland, Australia Perigon Group Pty Limited Full time $60,000 - $100,000 per year

Our client is a rapidly expanding investment management and funds services business, partnering with a select group of high-performing investment firms. They provide institutional-grade operational, governance and distribution support across a diverse range of investment strategies and client types, from institutional and wholesale investors through to private wealth channels.

As a result of ongoing growth and continued diversification, they have a newly created opportunity for a talented Compliance Analyst to join their high-performing team. 

Reporting to the Compliance Manager, you will be responsible for assisting in maintaining and enhancing the Compliance and Risk Management Systems across the business and its associated investment partners.

Key responsibilities will include:

  • Maintaining compliance and risk frameworks to meet legislative and regulatory standards
  • Assisting in the design and implementation of new ASIC regulatory guidance and legislative requirements
  • Developing and maintaining policies, procedures, programs and registers
  • Reviewing advertising and marketing materials for compliance purposes
  • Monitoring and reinforcing compliance with compliance plan obligations
  • Preparing compliance memos and contributing to Board and management reporting
  • Assisting with compliance testing, incident management, and ongoing projects
  • Providing input and feedback for continual improvement of compliance processes

The successful candidate will hold a Bachelor's degree / post-graduate qualifications in a relevant field. You will have commenced a career in legal practice, Big 4 or within a financial institution, compliance, risk, audit or legal role, with a keen interest in funds management. Understanding of ASIC regulatory guides and AFSL requirements is advantageous.

If you are a self-motivated, eager learner with strong communication skills, and are seeking a unique and exciting challenge in Compliance, this is an outstanding opportunity — apply now

Please contact Jade Blackburn on for more information.

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