
Vice President Financial Markets Risk
6 days ago
Vice President, Financial Markets Risk & Surveillance
Join a global 1st Line Non-Financial Risk team and help shape the future of market conduct surveillance across trading and lending businesses.
We are seeking an experienced and proactive VP to support the enhancement of surveillance frameworks across Trade, E-communications, and Voice. This role plays a key part in ensuring that both 1st and 2nd line surveillance capabilities are effective and proportionate to managing market conduct risk.
Responsibilities:
• Monitor surveillance coverage across global trading and lending activity.
• Identify gaps and contribute to the design and implementation of effective, scalable surveillance solutions.
• Collaborate with key stakeholders, including senior traders, desk heads, compliance, and technology teams.
• Drive a proactive and proportionate approach to non-financial risk management.
Ideal Experience:
• Prior experience in a market trading environment, with strong knowledge of FICC, Futures, Equities, and Commodities.
• Solid understanding of trading systems, market structures, and client engagement models.
• Familiarity with surveillance platforms such as SMARTS, Actimize, Scila, KX, or TradingHub is highly desirable.
• High proficiency in data analysis and manipulation.
• Excellent communication skills, with the ability to simplify complex topics for a range of audiences.
• Confidence to challenge existing practices and contribute to continuous improvement.
• Previous experience in a surveillance function, ideally focused on trade surveillance.
• Experience working on remediation or transformation projects in the surveillance space is advantageous.
Why Apply?
This is a unique opportunity to be part of a global function at the forefront of market conduct risk management. You'll work alongside experienced professionals and senior stakeholders, contributing to impactful outcomes in a fast-paced and evolving environment.
If you're passionate about markets, risk, and creating better controls, we encourage you to apply. Apply now and help develop smarter, more robust surveillance solutions.
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