Vice President Financial Markets Risk

5 days ago

Sydney, New South Wales, Australia JS Careers Full time $180,000 - $250,000 per year

Vice President, Financial Markets Risk & Surveillance

Join a global 1st Line Non-Financial Risk team and help shape the future of market conduct surveillance across trading and lending businesses.

We are seeking an experienced and proactive VP to support the enhancement of surveillance frameworks across Trade, E-communications, and Voice. This role plays a key part in ensuring that both 1st and 2nd line surveillance capabilities are effective and proportionate to managing market conduct risk.

Responsibilities:


• Monitor surveillance coverage across global trading and lending activity.


• Identify gaps and contribute to the design and implementation of effective, scalable surveillance solutions.


• Collaborate with key stakeholders, including senior traders, desk heads, compliance, and technology teams.


• Drive a proactive and proportionate approach to non-financial risk management.

Ideal Experience:


• Prior experience in a market trading environment, with strong knowledge of FICC, Futures, Equities, and Commodities.


• Solid understanding of trading systems, market structures, and client engagement models.


• Familiarity with surveillance platforms such as SMARTS, Actimize, Scila, KX, or TradingHub is highly desirable.


• High proficiency in data analysis and manipulation.


• Excellent communication skills, with the ability to simplify complex topics for a range of audiences.


• Confidence to challenge existing practices and contribute to continuous improvement.


• Previous experience in a surveillance function, ideally focused on trade surveillance.


• Experience working on remediation or transformation projects in the surveillance space is advantageous.

Why Apply?

This is a unique opportunity to be part of a global function at the forefront of market conduct risk management. You'll work alongside experienced professionals and senior stakeholders, contributing to impactful outcomes in a fast-paced and evolving environment.

If you're passionate about markets, risk, and creating better controls, we encourage you to apply. Apply now and help develop smarter, more robust surveillance solutions.

  • Vice President

    2 weeks ago

    Sydney, New South Wales, Australia JS Careers Full time $200,000 - $250,000 per year

    JS Careers is pleased to be working with a prestigious global private equity and alternative investor with the recruitment of a new Vice President. The firm is a successful international investor, which has a track record of successful investments throughout North America, Europe and the Asia-Pacific. Due to significant momentum in the Asia-Pacific region,...

  • Vice President/Director

    2 days ago

    Sydney, New South Wales, Australia JS Careers Full time $180,000 - $250,000 per year

    Vice President/Director - Data Analytics AuditLocation: SydneyType: Permanent, Full-TimeDiscipline: Risk & Internal AuditJS Careers is proud to partner with a leading global financial services organisation in the search for a Vice President/Director - Data Analytics, Internal Audit specialist. This senior leadership role offers an exciting opportunity to...

  • Vice President – Financial Restructuring M&A – Global Advisor

    2 weeks ago

    Sydney, New South Wales, Australia Platinum Pacific Partners Full time $175,000 - $250,000 per year

    Market-leading global advisor in restructuring M&A – work on all landmark restructuring deals across Australia and New ZealandCollaborate with renowned special situations and turnaround private equity firmsHighly collaborative team with exceptional junior talent, strong growth potential, a non-hierarchical structure, and a close-knit global networkPlatinum...

  • Expressions of Interest: Assistant Vice President

    2 days ago

    Sydney, New South Wales, Australia Citi Full time $180,000 - $250,000 per year

    Citi is seeking expressions of interest to join the leading Institutional Solutions Sales team in the Australian financial markets as an Assistant Vice President / Vice President, supporting the origination and structuring of bespoke solutions transactions.Residing within Citi's Markets (Sales & Trading) business, the Solutions Sales team focuses on the...

  • Senior Vice President, Investigations Diligence and Compliance

    2 days ago

    Sydney, New South Wales, Australia Kroll Full time $200,000 - $400,000 per year

    As a Senior Vice President, AML Advisory in Kroll's Investigations, Diligence and Compliance team, you will play a key role in the development of Kroll's rapidly growing Australian AML practice. Reporting to an Associate Managing Director, AML Advisory, you will lead complex client engagements, including Independent Reviews, ML/TF Risk Assessments and...

  • Assistant Vice President, Third Party Vendor Risk

    2 days ago

    Sydney, New South Wales, Australia MUFG Bank, Ltd., Australia Full time $120,000 - $180,000 per year

    Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe, we're 150,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships,...

  • Associate to Vice President

    2 weeks ago

    Sydney, New South Wales, Australia East Partnership Full time $120,000 - $180,000 per year

    Play a significant role in deploying capital into established and emerging businesses.Drive execution of private capital transactions across direct lending, structured capital and minority equity.Senior exposure within an investment platform focused on long-term value creation.An investment platform is seeking to appoint an Associate or Vice President to its...

  • Vice President of Sales

    2 weeks ago

    Sydney, New South Wales, Australia Niche 212 Full time $150,000 - $200,000 per year

    GLOBAL FORTUNE 1000 TECHNOLOGY COMPANYINDUSTRY LEADER IN SaaS BUSINESS PROCESS AUTOMATIONCOMPETITIVE BASE SALARY + EXCELLENT COMMISSIONThe CompanyThe company provides cutting-edge software for intelligent automation, using artificial intelligence, robotic process automation, and other advanced technologies. They are leading the way and working with...

  • Senior Vice President

    7 days ago

    Sydney, New South Wales, Australia Impel Management Full time $200,000 - $250,000 per year

    About the CompanyGlobal leader in fund services and corporate governance with 80 offices worldwide and over $2.5 trillion in assets under administration, delivering end-to-end solutions and exceptional client service.About the RoleThe Senior Vice President Real Assets Australia is responsible for delivering accurate and timely accounting services to real...

  • Fund Services Senior Vice President

    2 weeks ago

    Sydney, New South Wales, Australia The Citco Group Limited Full time $180,000 - $250,000 per year

    About CitcoJOB DESCRIPTIONCitco is a global leader in fund services, corporate governance and related asset services with staff across 80 offices worldwide. With more than $2.5 trillion in assets under administration, we deliver end-to-end solutions and exceptional service to meet our clients' needs.For more information about Citco, please visit About The...