Compliance VP/Director

1 week ago

Sydney, New South Wales, Australia JS Careers Full time $120,000 - $250,000 per year

JS Careers
is excited to be partnering with a leading global investment bank in their search for a senior compliance professional to support their investment banking division.

This key role will provide compliance expertise and leadership on all corporate finance and investment banking transactions, ensuring the firm is operating within its required Australian and global regulatory obligations.

Duties will broadly include :

  • Corporate advisory mandate and transaction approval;
  • Provide support to staff members in understanding and managing compliance with relevant laws, regulations and associated guidance, as well as the Group's policy requirements, across the conflicts of interest and market participation risk types;
  • The recording, review, prevention and escalation of material conflicts, issues, incidents, breaches and suspicious activity relating to the Group's Corporate Advisory business;
  • Advising on employee conflicts of interest disclosures and related approvals and expectations;
  • The implementation and ongoing delivery of processes and procedures designed to mitigate conflicts of interest and related reputational risk exposure;
  • Delivering compliance induction and training across the investment banking business.

Suitable candidates will bring :

  • 10+ years of experience within an investment banking (corporate finance/M&A/private side transactions) environment.
  • Deep knowledge of the Australian regulatory obligations that pertain to investment banking transactions;
  • Compliance, legal or risk management experience within an investment banking context;
  • Confident communication and presentation skills, and the ability to deliver sound regulatory advice across a broad range of business counterparts;
  • Candidates must possess full Australian employment rights.

  • Compliance Vp/director

    4 weeks ago

    Sydney, New South Wales, Australia JS Careers Full time

    Compliance VP/Director - Investment Banking JS Careers is excited to be partnering with a leading global investment

  • VP / Director

    3 days ago

    Sydney, New South Wales, Australia Kenbury Full time $180,000 - $250,000 per year

    Excellent opportunity for an experienced VP or Director to join a leading advisory firm and play a key role in leading high-impact deals, working closely with senior leadership and be actively involved in deal execution.Why This Role?Team with great deal flow and leadership with the opportunity to work closely with clientsJoin a collaborative and ambitious...

  • Senior VP

    2 weeks ago

    Sydney, New South Wales, Australia Platinum Pacific Partners Full time $150,000 - $250,000 per year

    Senior VP - Director – Investment Fund | Renewable Energy, Battery & Firming Projects | SydneyRenewable Energy – Battery and firmingProject Finance, Debt & Mezzanine InvestmentsSenior VP / Director levelWe are seeking a Senior VP - Director to join a dynamic and forward-thinking investment team in Sydney. This is an initial contract role with the view to...

  • Director - Compliance

    1 week ago

    Sydney, New South Wales, Australia CFS Careers Full time $180,000 - $250,000 per year

    Are you ready to be part of an organisation that values expertise, passion and diversity? At CFS we know that the foundation of our success lies in our exceptional people. We believe in celebrating individuality, have a passion for high performance and creating an environment where you can unleash your full potential. Our people enable us to make a...

  • VP Business Development

    3 days ago

    Sydney, New South Wales, Australia Tomra Full time $120,000 - $250,000 per year

    Company Description At TOMRA we are all about Clean Loop Recycling Our reverse vending technology enables the collection of used drink containers to ensure that containers have the best chance of being turned back into containers again. It is part of a continuous recycling process which we call Clean Loop Recycling, to ensure that fewer resources are used,...

  • Company Director – Finance, Risk and Compliance

    2 weeks ago

    Sydney, New South Wales, Australia Flourish Australia Full time $120,000 - $180,000 per year

    Company Director – Finance, Risk and ComplianceA current Board member with Finance, Risk and Compliance experience, is coming to the end of their maximum tenure.  Accordingly, consistent with its commitment to fiscal responsibility, financial sustainability and a risk aware culture, the Board is seeking to appoint a commercially astute director with...

  • Director, Risk and Compliance

    2 weeks ago

    Sydney, New South Wales, Australia Zip Co Limited Full time $120,000 - $180,000 per year

    Be the key advisor to the CR&CO to help them govern, oversee and provide risk advice across the ANZ businessCo-ordinate and prepare risk and compliance reports for Zip's group risk committee, the ANZ regional risk committee and ANZ's non-financial risk forum Work flexible from our beautiful Sydney officeStart your journey with usWe are seeking an...

  • Director, Risk and Compliance

    2 weeks ago

    Sydney, New South Wales, Australia Zip Co Full time $200,000 - $250,000 per year

    Be the key advisor to the Chief Risk Officer to help them govern, oversee and provide risk advice across the ANZ businessCo-ordinate and prepare risk and compliance reports for Zip's group risk committee, the ANZ regional risk committee and ANZ's non-financial risk forumWork flexible from our beautiful Sydney officeStart your journey with usWe are seeking an...

  • Senior Compliance Manager/VP

    2 weeks ago

    Sydney, New South Wales, Australia JS Careers Full time $120,000 - $180,000 per year

    JS Careersis pleased to be supporting a large global capital markets player in the appointment of a senior compliance position to support their Australian division.This role would suit a candidate with a minimum of 5 years of wholesale global markets compliance experience, seeking a role with a clear path towards taking on a country leadership position...

  • VP, Analytics

    4 weeks ago

    Sydney, New South Wales, Australia UpGuard Full time

    Join or sign in to find your next jobJoin to apply for the VP, Analytics role at UpGuardJoin to apply for the VP, Analytics role at UpGuardGet AI-powered advice on this job and more exclusive features.Who are we?UpGuard's mission is to protect the world's data. We obsessively seek out elegant, robust ways to enable our customers to find, acknowledge, and...