Controls Assurance Advisor

3 days ago


Greater Sydney Area, Australia Robert Walters Full time

You will be joining an established investment bank as a Controls Assurance Advisor within a dynamic and growing team with a strong focus on development and progression.

About The Company
A leading investment bank with a strong focus on development, support and flexibility.

About The Role
Responsibilities include:

  • Develop and execute the firm's Compliance Assurance Program through comprehensive risk assessments and control testing.
  • Utilize data analytics and automation to enhance compliance monitoring and expand control coverage.
  • Collaborate effectively with Compliance, Risk, Internal Audit, and business stakeholders to strengthen risk management practices.
  • Maintain up-to-date awareness of regulatory obligations and emerging global regulatory developments.
  • Communicate findings, insights, and industry best practices to improve the firm's overall compliance framework.

About The You
You are:

  • Experienced compliance or audit professional (6+ years) with a strong risk management mindset.
  • Holds a degree in Finance, Accounting, Mathematics, Data Science, or a related field.
  • Skilled in financial markets, regulatory frameworks, and compliance testing.
  • Proficient in data analytics tools including Python, SQL, Power BI, and Databricks, with an interest in applying AI solutions.
  • Strong communicator and collaborative team player with a proactive, solutions-focused approach.

Aboriginal and Torres Strait Islander Peoples are encouraged to apply.

To apply please click apply or call Davy Culliton on for a confidential discussion.



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