Compliance Analyst

15 hours ago


Sydney, Australia Apex Group Ltd Full time

**Description**

Apex Group is looking for a Compliance Analyst to coordinate and report on incidents, breaches and complaints. This full-time role is based in Sydney.

As a Compliance Analyst, you will coordinate and report on incidents, breaches and complaints. You will also develop and implement solutions with the business to improve the quality of service to our clients.

To give you an idea of how this compliance role will look and feel, here are some of the things you can expect to do:

- Coordinate due diligence questionnaires
- Prepare compliance letters for clients
- Assist with the development and implementation of compliance policies and procedures
- Draft training material for compliance training.
- High level attention to detail
- Excellent communication and analytical skills
- An understanding and interest in financial markets
- Knowledge of AML and AUSTRAC requirements.

**About our Company**
Apex Group Ltd., established in Bermuda in 2003, is a global financial services provider. With 85 offices in 42 countries worldwide and over 10,000 employees. Apex delivers an extensive range of services to asset managers, capital markets, private clients and family offices. The Group has continually improved and evolved its capabilities to offer a single-source solution through establishing the broadest range of services in the industry; including fund services, digital onboarding and bank accounts, depositary, custody and super ManCo services, business services including HR and Payroll and a pioneering ESG Ratings and Advisory service for private companies.

Apex Group includes FundRock, LRI and European Depositary Bank. **Additional information**:
We measure our success as a business, not only by delivering great products and services and continually increasing our assets under administration and market share, but also by how we positively impact people, society, and the planet.



  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading European investment bank, seeking an experienced Group Compliance Analyst. This is an exceptional opportunity to work as part of a small Compliance team in close support of the Compliance Manager to manage a diverse set of compliance functions, across several lines of business. The Compliance Analyst...


  • Sydney, Australia Ambition Group Full time

    Investment Compliance Analyst The Investment Compliance Analyst role involves daily monitoring of rules within client IMA's and assisting in the investment process. This role requires direct interaction with clients and investment managers to ensure quality service delivery by responding to queries, resolving issues, and participating in client service...


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Asset Management- Contract or TemporaryThis is an exceptional new **6-month contract **as an **Investment Compliance Analyst** that has just become available with **a prominent global custody services client** in their **Sydney** office. Our client is a prominent global financial services firm, with a thriving Australian custody services business....


  • Sydney, Australia Anton Murray Consulting Full time

    Sydney- Ancillary Areas- PermanentOur client is a leading derivatives trading firm, with offices around the world, seeking a Markets Compliance Analyst to join their Sydney team. The role will be a trading floor location role, acting as the Compliance Analyst for the APAC entities. You will be part of a team of four staff across Sydney and Hong Kong, and...


  • Sydney, New South Wales, Australia Westpac Group Full time $90,000 - $120,000 per year

    Job DescriptionCreate your best future and join Westpac as an Analyst - ComplianceWhat's the role?An exciting opportunity is available for an Analyst to join the Technology, Chief Transformation Office at Westpac. This role presents an excellent opportunity for an individual with strong analytical capabilities, keen attention to detail, excellent...


  • Sydney, Australia Allianz Australia Full time

    **RISK AND COMPLIANCE ANALYST (8 months contract) -** CUSTOMER & OPERATIONS DIVISION - SYDNEY, NSW** At Allianz, we’re proud to be named one of the Best Workplaces in Australia 2024 and a Great Place to Work. We’re one of the world’s leading insurance and asset management brands, with a workforce as diverse as the world around us, which is why we hire...


  • Sydney, Australia BNP Paribas Full time

    Overall Job Purpose The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or investment managers...


  • Sydney, New South Wales, Australia Corpay Full time $60,000 - $100,000 per year

    Company OverviewCorpay Cross-Border is a leading payments and risk management solutions provider with a global footprint that includes the United States, Canada, the United Kingdom, Australia, Singapore, and other key financial hubs. Corpay Cross-Border has established a successful and growing business in Sydney. The Regulatory Compliance Analyst will...

  • Compliance Analyst

    6 days ago


    Sydney, New South Wales, Australia Zepto Full time $80,000 - $120,000 per year

    About ZeptoZepto is an Australian scaleup, providing real-time, account-to-account payments solutions for merchants and is reimagining the way money moves through the always-on, digital-first economy.Our team across Australia is built with like-minded, talented, passionate people motivated to help us deliver on our brand promise to #LevelThePayingField.At...

  • Compliance Analyst

    4 days ago


    Sydney, Australia Chubb Full time

    Join Our Team! Are you a diligent and detail-oriented recent graduate in Law, eager to start your career in compliance? Do you thrive in a dynamic environment where you can utilize your analytical skills and contribute to the regulatory integrity of a leading organization in the insurance sector? If so, this may be the role for you! **Your Role**: As a...