Investment Operations
16 hours ago
Sydney- Asset Management- PermanentOur client is a boutique **Asset Manager** focused on **International equities**.
Client services, corporate actions, onboarding, AML, equity settlements, dealer assistant, stock transfers.
**Key Responsibilities**
- On-boarding of clients, account opening and maintenance of records in line with AML/CTF
- Management of equity and FX settlement obligations including stock transfers, cash transfers; corporate action management; facilitation of order execution.
- Liaise with third party custody and administration team to coordinate cash and stock transfers, corporate actions, and international trading execution.
- Take lead on management of service provider relationships
- Assisting with payment of suppliers, invoicing of clients and financial record keeping of the business
**Competencies and experience**
- A minimum of 3 years’ experience in a similar role within wealth management, stockbroking or funds management
- Experience in equity trading and order management
- RG146 accreditation or equivalent
- Degree qualified
- Experience with IRESS highly desirable
- Good knowledge of Microsoft Office Suite
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