General Manager Advice Governance, Risk and

6 days ago

Sydney, Australia Insignia Financial Full time

Be part of an exciting new business
- Sydney Location
- Rhombus Advisory

**The Role**

In this role you will be responsible for leading a team who support the management of risk and compliance obligations, and delivery of assurance services, relating to the provision of personal financial advice and services by Rhombus Advisory, its Licensees and its Authorised Representatives.

This role involves the ongoing monitoring, investigation, and coaching/education of Authorised Representatives to adhere to Rhombus Advisory advice governance and assurance frameworks and professional standards across Rhombus Advisory Licensees.

Reporting to the CEO, you will play a key role in the leadership team and contribute to a high performing culture that values hands on leaders, problem solvers and entrepreneurial minds who want to make a difference.

**Key Responsibilities**:

- Continuously improve and manage Rhombus Advisory, Advice Assurance and Governance Frameworks
- Develop and execute an Advice Audit Schedule for timely monitoring and supervision of all Authorised Representatives
- Investigate, analyze and assess specific advice events through targeted reviews
- Deliver recommendations and track remedial actions to ensure Rhombus Advisory's Authorised Representative's operate in line with expected standards
- Design and implement sustainable business controls to ensure operational efficiency and effectiveness
- Advocate and promote strong 1st Line of defence practices and procedures

**To be successful in this role you will possess**:

- Solid Legal/Risk background within financial advice industry
- Strong knowledge of regulatory, legislative change and the Advice Process
- Operational experience in managing teams and effectively implementing advice solutions and services to clients
- Proven track record delivering complex projects and change management
- Advanced commercial acumen and the ability to consider multiple viewpoints
- Ability to proactively identify continuous improvement opportunities
- Tertiary qualification in Law, Business highly regarded

**Benefits**
- Development opportunities at an ASX top 200 company
- A professional, supportive and friendly culture
- A range of corporate and lifestyle benefits

**The Business**

Insignia Financial is one of Australia's leading wealth management organisations, undertaking a rapid and exciting transformation. The Insignia Financial group has been helping Australians secure their future since 1846. Over the decades, we have grown substantially to become a leading provider of quality financial services and are listed on the Australian Securities Exchange in the ASX top 200 (ASX: IFL).

**To Apply**

Applicants will be required to provide evidence of their eligibility to work in Australia, and at a minimum be required to undertake police and basic credit checks as a condition of employment.

  • General Manager Advice Governance, Risk and

    6 days ago

    Sydney, Australia Insignia Financial Full time

    General Manager Advice Governance, Risk and Assurance - Be part of an exciting new business - Sydney Location - Rhombus Advisory **The Role** In this role you will be responsible for leading a team who support the management of risk and compliance obligations, and delivery of assurance services, relating to the provision of personal financial advice and...

  • Advice Risk and Governance Manager

    6 days ago

    Sydney, New South Wales, Australia Count Full time $90,000 - $120,000 per year

    At Count, we're on a mission to empower our national network of financial advisers to deliver excellence while upholding the highest professional and compliance standards. As we continue to grow, we're looking for anAdvice Risk and Governance Managerto join our Professional Standards team.This role is central to supporting advisers and their teams across our...

  • Advice Risk and Governance Officer

    6 days ago

    Sydney, New South Wales, Australia Count Full time $90,000 - $120,000 per year

    Are you looking to build your career in compliance and governance within financial services? AtCount, we empower our national network of financial advisers to deliver great outcomes for their clients while meeting the highest professional and regulatory standards.We're seeking anAdvice Risk and Governance Officerto join our Professional Standards team. In...

  • Risk and Governance Manager

    3 days ago

    Sydney, Australia CoAct Full time

    **Introduction**: CoAct is a non-profit organisation dedicated to empowering everyday Australians through essential employment services and community activation programs. Our team shares a common passion for making a positive impact and giving back to society. Our organisational culture revolves around purpose-driven work, strong employee engagement, and a...

  • Manager, Risk Governance

    2 weeks ago

    Sydney, Australia Marsh McLennan Full time

    We are currently seeking a talented individual to join our MMC Risk and Compliance team as the Manager, Risk Governance.**This role will be based anywhere in Australia. This is a hybrid role that has a requirement of working at least three days a week in the office. **Manager, Risk Governance** At Marsh McLennan, we’re bolstering the risk and compliance...

  • Governance Risk Specialist

    1 week ago

    Sydney, Australia Australian Prudential Regulation Authority (APRA) Full time

    **The role** APRA is seeking a Governance Risk Specialist to join the Non-Financial Risk team in the Cross-Industry Risk division. This role offers a unique opportunity to contribute to APRA’s mission as the prudential regulator of financial institutions. The role will: - play a pivotal role in regulating financial institutions by providing expert advice...

  • General Manager Corporate Governance

    4 days ago

    Sydney, New South Wales, Australia TOM People Full time $300,000 - $350,000 per year

    Are you an experienced Head of Co-Sec or Head of Governance looking for your next challenge?If you're also legally trained and bring strong commercial acumen, this could be the perfect opportunity.My client is seeking a General Manager to lead and grow their Corporate Governance consulting business.As General Manager, you'll lead the Corporate Governance...

  • Governance and Regulatory Advice Lead

    6 days ago

    Sydney, Australia Westpac Group Full time

    Create your best future and join Westpac as a Governance and Regulatory Advice Lead. **What’s the role?** **What do I need?** To thrive in this role, you’ll bring: - Experience designing and improving governance processes, systems, and tools. - Confidence in leading assurance and control activities across complex matters. - A collaborative approach to...

  • Risk Governance Consultant

    2 weeks ago

    Sydney, Australia Bluefin Resources Full time

    Foot in the door with a leading global bank - Daily Rate Contract opportunity - MUST have a deep understanding of Prudential Regulations - Well remunerated. Sydney CBD Location. Hybrid Model Well-remunerated, senior Risk & Governance role with a leading international bank. This is a highly visible role so exceptional communication skills are required. The...

  • Manager, Operational Risk and Governance

    4 days ago

    Sydney, Australia QBE Insurance Full time

    QBE Insurance Sydney, AustraliaPosted 13 minutes ago Hybrid Permanent Competitive **Primary Details** Time Type: Full time - Worker Type: Employee - **Location: Sydney**: - **Type: Permanent, full time** **The opportunity** An exciting opportunity for a Manager, Operational Risk & Governance, Investments & Treasury to join QBE's global Investments &...