Compliance and Onboarding Analyst
3 days ago
Why Nasdaq
When you work at Nasdaq, you’re working for more open and transparent markets so that more people can access opportunities. Connections can be made, jobs can be created, and communities can thrive. We want all our employees to have access to opportunity, too. That means planning for career growth, ensuring you have the tools you need, and promoting an inclusive culture where we’re all valued for our unique perspective.
Here, you will work for a global tech leader committed to breaking down barriers to inclusive prosperity. We see technology as a means to free people up to work together more productively and effectively by centralizing data, analytics, and market intelligence.
Here, we’re committed to building a more diverse and inclusive workforce. Not only is it our responsibility to do better, but we also need representative voices to power the fresh thinking that is vital for our business and our clients.
What we offer
Our Nasdaq Trade Surveillance powers surveillance and compliance for over 40 marketplaces, 11 regulators and 100 market participants across 65 markets globally. Scalable to millions of transactions and flexible to manage a number of unique data sources, NTS holistically examines scenarios across multiple venues and asset classes.
We are currently seeking a motivated and hardworking individual to join our NTS Services Team as a Compliance and Onboarding Analyst.
You can expect an autonomous but fast-paced work environment where you are recognized for your results and ability to drive things forward. Every day brings many opportunities to learn and grow and rewards with a global impact we create.
In return, you will receive a competitive salary package, incredible private health insurance, employee stock purchase plan, a global mentoring program, counseling through our Employee Assistance Program, gym sponsorship and more.
What you will do- Builds and maintains strong client relationships- Product development through identification of requirements and specifications, also providing insights into product improvement- Provides basic user training on new functionality and handles user queries regarding system functionality- Elicits, writes and reviews with a more senior colleague detailed business and system requirements from business owners and collaborators- Writes and produces detailed functional specifications for others- Assists others (or guides the technical writer) in the production of operational and user documentation, including release notes- Responds to unresolved production support issues and participate in analysis and resolution on behalf of the business- Under direct supervision, provides input and insight into the administration of project timeline, the scope of work and budget, ensuring that operational teams and subcontractors understand client requirements- Promotes the organization’s capabilities to clients, identifying sales opportunities that are forwarded to the account managers- Provides day to day client support and handle client queries in a fast-paced environment- Owns tickets/issues from customer initiation to closure- Tracks issues and ensuring customers are provided clear and concise information- Works with global internal teams for timely coordination and closure of tickets/issues- Drives process change and efficiency improvements- Liaises with customers, developers and test teams to ensure quality releases of new software
What We Expect- Degree qualified in Computer Science, Business/Finance or related field, or equivalent work experience- At least 3 years of experience in a Business Analyst role with strong financial markets knowledge- New graduates with knowledge basic financial markets and relevant internship experience will also be considered- Excellent verbal, written and client facing communication skills- Attention to detail, highly organized and able to handle pressure and deadlines- Initiative and the aim to keep our customers happy- Confidence to attend customer meetings and represent the company- Good understanding of modern software design and development techniques and methodologies- Solid understanding of MS Office in particular Excel (Formulas, Pivot table, VBA)
What Would Be Helpful- Business domain knowledge with an interest and knowledge of capital markets and trading compliance- Experience working directly with customers in a high pressure environment- Experience being involved with software implementation projects- Experience working with Agile Methodologies- Experience with Python
Does it sound like you?
Our work arrangement is hybrid. You will be coming into the office just 2 days per week.
- This is a _
- permanent, full time_
- Australian citizenship_
- or _
- permanent residency_
- status._
Come as You Are
-
Kyc Onboarding Analyst
3 days ago
Sydney, Australia Susquehanna International Group Full timeAs a KYC/AML Analyst, you will be joining the KYC and Counterparty Onboarding function which forms part of the core Operations team working closely with Trading, Operations, Compliance, Legal and Finance. You will have the unique opportunity to be at the heart of a growing business and build best practice while expanding your knowledge of complex and...
-
Kyc Onboarding Analyst
1 week ago
Sydney, Australia Susquehanna International Group Full timeAs a KYC/AML Analyst, you will be joining the KYC and Counterparty Onboarding function which forms part of the core Operations team working closely with Trading, Operations, Compliance, Legal and Finance. You will have the unique opportunity to be at the heart of a growing business and build best practice while expanding your knowledge of complex and...
-
Onboarding and Compliance Analyst
1 week ago
Sydney, Australia Mantech Full timeExcellent renumeration package and working environment - Ability to work with Capital Markets in a software environment - Turn functional requests into implemented design Business Analyst to work closely with the development team on change requests of implementations of a Fintech SaaS product. In order to be successful in this role, you will need to...
-
Compliance Analyst
5 days ago
Sydney, New South Wales, Australia Zepto Full time $80,000 - $120,000 per yearAbout ZeptoZepto is an Australian scaleup, providing real-time, account-to-account payments solutions for merchants and is reimagining the way money moves through the always-on, digital-first economy.Our team across Australia is built with like-minded, talented, passionate people motivated to help us deliver on our brand promise to #LevelThePayingField.At...
-
Junior Compliance Analyst
2 days ago
Sydney, Australia AFEX Full timeCorpay Inc, a Fleetcor Company is looking to hire a Junior Compliance Analyst based in our office in Sydney. Role: This is an APAC junior compliance analyst role reporting to the Asia Pacific Compliance Manager. This position will work with the Compliance Analysts in Australia and Indonesia to conduct new accounts onboarding activities, ongoing customer due...
-
Onboarding Analyst
2 weeks ago
North Sydney, Australia Equifax Full time**Work location - SYDNEY** **What you will do** The Onboarding Analyst is responsible for the setup, maintenance, and support of business customers and their subscriptions to Equifax Business across Australia and New Zealand. This role involves identifying and meeting customer needs to ensure a positive experience. **Key Responsibilities**: - Monitor the...
-
Onboarding Analyst
4 days ago
Sydney, Australia Marex Group Full timeMarex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and...
-
Onboarding Associate, Jbwere
3 days ago
Sydney, Australia NAB - National Australia Bank Full time**Work type**: Permanent Full time **Region**: NSW- Sydney CBD, VIC- Melbourne CBD - **Be part of a newly formed team to provide a client centric onboarding experience**: - **Support JBWere Advisers to onboard their high net worth clients**: - **Multiple permanent opportunities based in Sydney** **In this Associate role, you will**: - Case managing new...
-
Investment Compliance Analyst
7 days ago
Sydney, Australia BNP Paribas Full time**What is this position about?** The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or...
-
Agent Onboarding Analyst
5 days ago
Sydney, Australia Ria Full timeWe pride ourselves with a strong and highly skilled Compliance Team at Ria. Joining our team means you will have a great place to utilise your knowledge and experience gained so far. Expect to never stop learning as you go as well. - Responsibilities Your main responsibilities will include, but will not be limited to: Review of customer activity and review...