Agent Onboarding Analyst

5 days ago

Sydney, Australia Ria Full time

We pride ourselves with a strong and highly skilled Compliance Team at Ria. Joining our team means you will have a great place to utilise your knowledge and experience gained so far. Expect to never stop learning as you go as well. - Responsibilities Your main responsibilities will include, but will not be limited to: Review of customer activity and review that system generated "smart alerts" comply with internal AML/ATF policies; Review of agent activity and ensuring that transactions carried out at our agent locations comply with internal AML/ATF policies; Review that internal communications made by our agent/store employees or back-office colleagues comply with internal AML/ATF policies; Assess our agents' knowledge of AML/ATF regulations; Provide compliance training to Ria agents (Could be a business owner and/or their employees); Keep our customers up to date on all RIA compliance rules and regulations; Keep our agents up-to-date on all RIA compliance rules and regulations; Collaborate in preparation and filing of STR’s for detected suspicious activities and contribute in preparing responses to different inquiries from local authorities; Contribute to creation of new policies, collaborating with senior analysts and supervisors. - Qualifications Proficient with MS Office Fluent local language + Other language (Preferably English) Experience/knowledge of compliance issues in a financial institution is an advantage Transaction monitoring and AML/ATF experience is an advantage

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