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Compliance Risk Manager

1 month ago

Melbourne, Victoria, Australia SS&C Bluedoor Pty Limited Full time
About SS&C Bluedoor Pty Limited

SS&C Bluedoor Pty Limited is a leading provider of investment and financial services, with a global presence in over 90 offices across 35 countries.

Salary Range:

$100,000 - $150,000 per annum, depending on experience.

Job DescriptionMain Responsibilities:
  • Compliance Framework Support:
    • Assist in reviewing and maintaining the existing compliance framework to ensure it remains effective and up-to-date.
    • Identify potential areas for improvement and collaborate with senior team members to implement changes.
    • Oversee and manage the Policy Framework for the company.
    • Provide key compliance updates to the Head of Compliance for the Risk and Compliance Committee.
  • Technology Utilisation:
    • Help integrate technology into compliance processes to improve efficiency and accuracy.
    • Support the implementation and usage of compliance-related technology tools.
  • Monitoring & Supervision:
    • Assist in monitoring compliance activities and conduct regular compliance reviews across the business.
    • Act as a contact point for the business regarding basic compliance activities.
  • Business Support:
    • Work with Management to provide coaching and support in improving their compliance practices.
    • Assist in reviewing compliance training for employees.
  • Collaboration:
    • Collaborate with leaders to ensure compliance considerations are integrated into business processes.
    • Support continuous improvement initiatives across the business to enhance compliance and efficiency.
Requirements:
  • Minimum 5 years' experience in compliance, risk management, or a related role within the financial services industry.
  • Understanding of Superannuation & APRA Prudential Requirements is desirable.
  • Basic understanding of AFSL regulatory requirements and obligations.
  • Willingness to learn and develop in the compliance field.
  • Strong analytical and problem-solving skills.
  • Excellent communication and interpersonal skills.
  • High attention to detail and organisational skills.
  • Interest in technology and openness to exploring AI applications in compliance.
Benefits:
  • Excellent benefits package including health insurance, 401k plan, tuition reimbursement, and professional development opportunities.
  • Opportunity to work with a leading provider of investment and financial services.