Compliance and Risk Governance Specialist

4 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $180,000
Job Description

The Compliance and Risk Management Department at Dimensional is responsible for developing and overseeing the firm's compliance internal controls, policies, and procedures, as well as risk management frameworks. Our global structure follows the sun, with compliance personnel established at each office to ensure compliance coverage around the clock.

We have a consultative approach that embeds compliance and risk management staff within the groups they support, encouraging communication among teams and improving efficiency with real-time guidance. Compliance teams coordinate the establishment and monitoring of processes and controls for compliance with applicable laws, rules, and regulatory standards; internal and client-directed guidelines; and contractual agreements.

Team members with Risk in their title work with the business to integrate risk management practices across each department and at an enterprise level. As a Compliance and Risk Officer, you will be responsible for supporting the team in ensuring that our business operations and procedures comply with regulatory requirements and internal policies, as well as assisting the business on risk-related matters.

You will perform a range of duties including assessing the impacts of regulatory regulations, reviewing company processes, and managing the development, implementation, and monitoring of various processes and policies as they relate to the overarching governance framework. You will be a proactive team member who is an excellent communicator, has a deep interest in understanding the fund management space, and a willingness to help the business succeed.

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