Financial Services Risk Manager

7 days ago


Sydney, New South Wales, Australia REST Industry Super Full time
About the Role

REST Industry Super is seeking an experienced Risk and Compliance Specialist to join our team. As a trusted advice and compliance subject matter expert, you will play a key role in ensuring quality advice is provided to our members.

Key Responsibilities
  • Support the management of operational risk requirements for our Advice teams, including identifying and assessing risks, establishing controls, and reviewing control design and operating effectiveness.
  • Conduct quality assurance activities on personal and general advice, ensuring content is compliant and current.
  • Establish and maintain robust testing processes for digital advice and tools, providing risk and compliance support to leaders and staff.

You will be responsible for monitoring and embedding relevant legislation, overseeing and reporting on Continued Professional Development completion, and managing advice-related complaints handling processes.

Requirements
  • Tertiary qualifications in law, economics, financial planning, business, or equivalent.
  • At least 5 years' experience in risk management and compliance in the financial services industry, preferably in line 1 or 2 advice compliance.
  • Strong understanding of financial services regulations and legislation, with experience in interpreting compliance obligations.
  • High attention to detail, with the ability to work autonomously and prioritize competing deadlines.


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