Compliance Officer

1 month ago

Sydney, New South Wales, Australia Independent Reserve Full time
About the Role

We are seeking a highly skilled Compliance Officer to support our dynamic team in Sydney. As a key member of our Independent Reserve Group, you will play a crucial role in ensuring our company adheres to legal standards and in-house policies.

Key Responsibilities
  • Conduct thorough internal control reviews of our Australian and Singapore operations to identify areas for improvement.
  • Create and maintain comprehensive reports reflecting compliance and assurance metrics, highlighting key areas of improvement across the business.
  • Review and update policies and procedures to ensure compliance with regulatory standards.
  • Develop and deliver training programs on compliance requirements to ensure staff members are informed and compliant.
  • Assist the Compliance Manager and Chief Risk Officer on strategic initiatives across the Independent Reserve Group.
About You

You will be able to demonstrate an ability to work closely with all levels across the Group, navigating regulatory compliance with an in-depth understanding of our internal policies and procedures.

Your communication skills will facilitate high-quality interactions with various teams, while your problem-solving and analytical capabilities will assist the teams in finding compliant, commercial solutions to emerging issues.

You will be able to self-manage your time and priorities under guidance from your line manager.

Minimum Requirements
  • University-level qualification in financial services or a related discipline.
  • Compliance industry qualification (e.g. Certificate IV in Compliance & Risk management) highly desirable.
  • 2+ years of experience in banking or financial services with a strong focus on compliance.

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