Compliance Officer

2 weeks ago

Sydney, New South Wales, Australia Société Générale Assurances Full time

Job Summary

The Compliance Officer will support the Australia Compliance team with day-to-day Compliance tasks as well as other project-based activities. This includes tracking interactions with Australia regulators, responding to inquiries, and executing the implementation of supporting documentation to meet regulatory requirements.

Key Responsibilities

  • Responsible for tracking all interactions with Australia regulators in an organized and auditable manner.
  • Responsible for responding to some Regulator inquiries either in written form or on conference calls.
  • Responsible for executing the implementation of the supporting documentation required to meet the regulatory requirements of all Société Générale Assurances Australian entities.
  • Contribute to robust and effective compliance controls within the organization.
  • Responsible for the execution of some controls and approvals, especially Personal account dealing approvals and tracking and visitors management and tracking.
  • Responsible for preparatory work related to Compliance training program.
  • Responsible for production of regional reporting and other regional projects as required.
  • Assist Compliance management with the preparation of Committee meeting materials.
  • Other daily tasks include assisting the compliance team to manage day to day compliance obligations, and compliance team mailbox management.
  • Monitor compliance with laws, regulations and internal policies.
  • Remain up to date on the legislative, regulatory environment that Société Générale Assurances operates in.
  • Create compliance resource library for staff members to reference.
  • Review existing policies that require review and updating.

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