
Risk Compliance Specialist
14 hours ago
This is an exciting opportunity to contribute to a firm where your expertise will be recognized and your career nurtured.
The role offers a supportive culture, long-term stability, and genuine career progression.
- Working closely with senior leadership, you will help shape the firm's approach to enterprise risk and regulatory compliance while gaining exposure across all facets of the business.
About Us
We are a well-regarded firm with a long history in Australia operating under its own AFSL. Our values include integrity, accountability, and continuous improvement.
Based at our Melbourne Head Office, this role partners directly with senior leadership providing a unique platform to make a meaningful impact while developing your career.
Key Responsibilities
- Support the implementation and ongoing enhancement of the enterprise risk and compliance frameworks.
- Work closely with senior management to promote the firm's risk appetite and culture across business functions.
- Support business units in identifying, assessing, and managing key risks and regulatory obligations.
- Advise on policy development, control design, and risk mitigation strategies.
- Maintain effective training programs to ensure risk and compliance awareness firm-wide.
- Prepare reports and insights for executive management and the Risk Committee.
We are seeking an experienced professional with:
- A proven track record in a risk and compliance role within the financial services sector.
- Solid understanding of AFSL regulations.
- Strong knowledge of investment or financial advice and professional services environments would be excellent.
- Skilled communicator with the ability to interpret regulatory requirements and deliver practical, business-aligned solutions.
- Proactive, detail-oriented, and confident engaging with stakeholders at all levels.
This is a rare opportunity to contribute to a firm where your expertise will be recognized and your career nurtured. If you're looking for a professional environment with development pathways and meaningful work, we encourage you to apply.
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