Compliance Manager, Wealth Management

6 hours ago

Sydney, New South Wales, Australia Perpetual Full time
Compliance Manager Opportunity

We are seeking a highly skilled Compliance Manager to join our Legal, Audit, Risk CoSec Compliance & Sustainability (LARCCS) Division at Perpetual. This role will be focused on driving good risk culture and outcomes across the Perpetual Wealth Management division and Perpetual Group.

Key Responsibilities
  • Implement all aspects of the Compliance Risk Management Framework, including compliance policies, plans, training, monitoring, and licence management.
  • Work with the LARCCS Compliance team, other LARCCS colleagues, and business teams to ensure compliance with regulatory requirements.
  • Contribute to the development and delivery of the LARCCS Compliance team strategy.
  • Assist in the assessment of new business to ensure required licensing is in place.
  • Provide compliance advisory services for mergers and acquisitions.
Requirements
  • Diploma in Financial Planning (DFP) or Advanced Diploma (ADFP) preferred.
  • FASEA Ethics Course favourable.
  • Law, finance, accounting, or business degree.
  • Post-graduate qualifications a bonus.
  • 6+ years' experience in advice compliance roles.
  • Extensive financial services experience essential.
  • Strong communicator and relationship manager.
  • Confident presenter in front of senior stakeholders.
  • Proven ability to drive good stakeholder outcomes.
Employee Benefits
  • Work from anywhere in Australia for up to one month each year.
  • An annual allowance to support personal wellbeing.
  • Access to LinkedIn learning and study support.
  • Lend your expertise to Indigenous organisations through a six weeks' secondment with Jawun.
Diversity and Inclusion

We are committed to creating an inclusive workplace where diversity is celebrated. We welcome applications from people from all backgrounds and communities.

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