
Asset Management Compliance Specialist
7 days ago
Job Opportunity:
">The Head of Asset Management Compliance will be responsible for leading the regulatory compliance program for the growing asset management business in Australia.
">This role offers an excellent opportunity to develop a career in asset management based compliance, with exposure to complex compliance initiatives and projects.
">Key Responsibilities:
">- ">
- Providing technical research and consultation to support compliance programs and initiatives">
- Managing regulatory inquiries and examinations">
- Leading the identification, planning, and execution of compliance activities in Australia">
Requirements:
">To be successful in this role, you will need:
">- Proven experience in advising and/or monitoring of asset management businesses
">- Strong background in investment management products and services, with in-depth understanding of securities and investment fund products, and their distribution
">Working at our Organization:
">As a partner in our organization, you will be part of a flexible and collaborative work culture, where financial strength and stability enables us to explore new ideas.
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