Market Compliance Specialist

2 weeks ago

Sydney, New South Wales, Australia beBeeCompliance Full time $120,000 - $170,000

About Compliance Management at Life Trading

We are seeking a talented Compliance Manager to join our Risk and Compliance team in Sydney. As a key member of the team, you will play a critical role in maintaining a strong compliance culture at Life Trading.

The ideal candidate will have a background in futures or equities market regulation, with 5+ years of experience in compliance. Strong organisational skills, excellent written and verbal communication skills, and a passion for learning and professional growth are essential.

You will work closely with trading, risk, and business development teams to ensure that our market compliance policies, processes, and systems are up-to-date and effective. Your responsibilities will include reviewing and maintaining market compliance policies and procedures, conducting market and e-com surveillance, leading assurance reviews and compliance checks, and managing trader market access.

Key Responsibilities:
  • Review and maintain market compliance policies and procedures across various exchanges.
  • Conduct market and e-com surveillance, maintaining detailed documentation.
  • Lead assurance reviews and compliance checks.
  • Manage trader market access and support compliance meetings.
  • Oversee compliance registers and manage compliance reporting.
  • Provide company-wide compliance guidance on new processes.
  • Facilitate clearer onboarding and manage compliance reviews.
  • Liaise with exchanges, regulators, and external consultants as needed.
Benefits:
  • Competitive salary reflecting your skills and market experience.
  • Flat management structure with open communication and direct impact from day one.
  • Flexible working arrangements including hybrid working model.
  • Access to mental health support and wellness programs.
  • Additional paid leave to celebrate your milestones with us.
  • Social events and regular team-building activities.
  • Generous support for new parents to balance work and family.
  • Access to training, workshops, and industry events.
  • Celebrating exceptional individual and team achievements.
Our Team:

Join a collaborative and dynamic team dedicated to fostering a culture of trust, integrity, and continuous improvement. Work alongside experienced professionals who share your passion for compliance and risk management.

About Us:

We are a growing proprietary trading company with offices in Australia and the UK. Our mission is to leverage technology to drive trading success while embodying our values of trust, integrity, and continuous improvement.

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