Compliance Specialist – Advice

6 days ago


Sydney, New South Wales, Australia REST Industry Super Full time
About the Team

Our Advice team provides high-quality advice to REST members, ensuring they receive informed guidance on their superannuation options. As a Risk and Compliance Specialist, you will play a critical role in supporting this team, helping to identify and mitigate potential risks and ensure compliance with regulatory requirements.

Key Responsibilities
  • Develop and implement effective risk management strategies, working closely with Advice team leaders and staff to identify and assess potential risks.
  • Conduct regular quality assurance reviews of Advice team activities, ensuring compliance with regulatory requirements and company policies.
  • Collaborate with cross-functional teams to develop and maintain robust compliance frameworks, policies, and procedures.

You will be responsible for providing risk and compliance training to Advice team members, monitoring legislative changes, and maintaining accurate records of advice-related activities.

Requirements
  • Tertiary qualifications in law, economics, financial planning, business, or equivalent.
  • At least 5 years' experience in risk management and compliance in the financial services industry, preferably in line 1 or 2 advice compliance.
  • Strong understanding of financial services regulations and legislation, with experience in interpreting compliance obligations.
  • Excellent communication and interpersonal skills, with the ability to influence and negotiate with stakeholders.

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