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2 weeks ago
We are seeking an experienced professional to join our team as an Assurance Associate. This role will play a crucial part in strengthening our Compliance, Risk Management (CRM) and governance programs.
Key Responsibilities:
- Conduct assurance and monitoring activities across various regulatory areas, including the Australian Financial Services Licence (AFSL), Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF), Privacy, and Trustee obligations.
- Enhance, monitor, and report on the Enterprise Risk Management Framework (ERMF), ensuring compliance with internal policies.
- Manage breaches, incidents, and operational risk activities such as risk profiling and control design.
- Monitor and assess regulatory change.
- Review business operations to identify compliance breaches and operational incidents, determine root causes, and recommend improvements.
Required Skills and Qualifications:
- A tertiary qualification in law, finance, business, commerce, or a related discipline.
- A minimum of 3-5 years of experience in a financial market environment, preferably in funds management.
- Proven expertise in risk and compliance, developed through consulting, auditing, or in-house roles, with a thorough understanding of regulatory requirements for Funds Management enterprises.
- Proficiency in using and understanding risk management systems.
- Advanced skills in data analytics, with the ability to interpret and analyse complex datasets.
- Excellent report-writing and presentation skills.
- Strong interpersonal skills with the ability to influence and collaborate across teams.
What You'll Bring to the Role:
- Expertise in risk and compliance.
- Strong analytical and problem-solving skills.
- Ability to work effectively in a team environment.
Benefits:
- A competitive salary package.
- The opportunity to work with a dynamic and innovative team.
- Professional development opportunities.
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