Investigator - Markets Compliance

At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.In this role you will work as part of a collaborative...

Job OpportunityWe are seeking a skilled professional to lead and supervise teams on investigations, competition analysis, and litigation related to anti-competitive conduct.Key Responsibilities:Lead teams to identify and analyze relevant information to draw evidence-based conclusions on competition issues.Develop, implement, and review plans for the conduct...

Investigator for Regulatory ComplianceWe are seeking a skilled investigator to contribute to our team responsible for enforcement outcomes.This includes assessing referrals, conducting investigations, and preparing briefs for administrative action or litigation.Key ResponsibilitiesProject manage and contribute to the investigation of suspected misconduct in...

Job Title: Competition Investigations LeadJob Summary:We are seeking a highly skilled and experienced professional to lead and supervise teams on investigations, competition analysis, and assist with litigation related to anti-competitive conduct.Key Responsibilities:Leading teams to identify and analyse relevant information to draw evidence-based...

Market Oversight ProfessionalWe're seeking a skilled professional to play a key role in ensuring the integrity of our financial markets.As a Market Oversight Professional, you'll be responsible for identifying and assessing regulatory strategies and interventions to support compliance and address misconduct or market integrity risks.Develop and implement...

Job SummaryThis is a critical role in ensuring regulatory compliance and oversight of operations. The successful candidate will be responsible for leading the Regulation and Compliance Team, identifying organisational risk, and providing evidence-based recommendations to align with legislative and regulatory requirements.Main ResponsibilitiesProvide...

Regulation and Compliance ExpertiseJob DescriptionThe Regulation and Compliance Officer plays a crucial role in delivering functions outlined in the Child and Youth Safe Organisations Act.Oversee the operations of the Reportable Conduct Scheme, investigations, and compliance actionManage and support staff overseeing the Reportable Conduct Scheme and...

1 week ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features.At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians.Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial...

Regulatory Compliance ExpertThis key role delivers regulatory oversight and compliance action across the Tasmanian child-safe landscape.Responsibilities:Regulate organisational compliance with child and youth safe standards through monitoring and investigationsManage staff and oversee the Reportable Conduct Scheme and investigations as part of a cohesive...

Position:Compliance Officer (Enforcement Officer)Position Number: 000404Department: Governance, Recreation and Property ServicesEmployment Status: Ongoing, full timeLocation: Kingston, Civic CentreSalary range: $76,277 - $90, % superannuationAbout this position:Council has an exciting opportunity for an enthusiastic and motivated individual to join its...