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Regulatory Compliance Expert

2 weeks ago


Brisbane, Queensland, Australia beBeeCompliance Full time $120,000 - $140,000
Compliance Risk Management Specialist

At a leading risk management organization, we are enhancing our compliance capability to support a resilient future. In a world of constant change, risk and compliance provide the confidence, clarity, and control to act decisively and do the right thing.

Key Responsibilities:
  • Support the Incident and Breach Management frameworks, policies, tools, systems, and processes required for effective compliance risk management.
  • Provide expert compliance advisory services and support on compliance incidents and breach reporting particularly in respect of superannuation, investments, financial advice, administration, insurance, privacy, and AML/CTF incidents.
  • Undertake compliance assessments of compliance incidents to support regulatory breach assessment processes.
  • Present compliance assessments to relevant stakeholders and forums as required.
  • Support the governance of relevant forums including preparation of supporting documentation, preparation of minutes, and reporting to relevant stakeholders.
  • Assist in the provision of compliance advice, insights, themes, and trends to key stakeholders including boards, committees, and other forums in relation to incidents and breaches.
Requirements:
  • Experienced compliance or legal professional with exposure in regulatory compliance, incident, and breach management within the Australian financial services industry.
  • Experience working in or providing services to a regulated financial services organization with a strong understanding of regulatory obligations, particularly in superannuation, investments, administration, advice, and insurance broking.
  • Ability to rapidly analyze and communicate complex matters in a commercially sensible way.
  • Excellent presentation, communication, and negotiation skills.
  • Sound knowledge and understanding of Risk Management systems, frameworks, and processes particularly in respect of incident and breach reporting.