Compliance and Operational Risk Specialist

4 days ago


Council of the City of Sydney, Australia Bank of America Full time
Main Activities
  • Produce and/or oversee independent financial crimes risk management reporting to Global Compliance & Operational Risk Senior Leaders and FLU/CF Senior Leaders via established governance and management routines.
  • Participate in industry forums and monitor regulatory expectations, emerging legislation and regulation, political scrutiny, litigation, and key influencers in the EAC subject area to identify and mitigate emerging risks.
  • Identify regulatory training needs and provide subject matter expertise to support the development of training curriculum.
  • Advise and direct the development and maintenance of financial crimes owned policies and standards and the review of relevant FLU/CF-owned policies and standards to ensure that regulatory requirements and operational risks are appropriately addressed.
  • Monitor changes in regulations applicable to Global Financial Crimes, advising business leaders on those changes, directing the appropriate areas to implement or amend policies, standards, procedures, and/or processes to address regulatory requirements, and challenging the implementation plan as needed; ensure a comprehensive regulatory inventory.


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