Senior Compliance Manager
1 week ago
We are seeking a seasoned Senior Compliance Manager to join our Australia Compliance team in Sydney. As a key member of our team, you will play a critical role in enhancing our compliance framework and ensuring that our company meets its AFS license and compliance obligations.
Key Responsibilities:- Manage our AFS license, including regulatory reporting and filings.
- Implement and maintain practices and controls to meet AFS license and compliance obligations.
- Lead the implementation and monitoring of the compliance plan.
- Develop and maintain compliance policies and procedures, reports, and metrics.
- Design and deliver regulatory and compliance training based on training needs assessment and areas of potential regulatory risks.
- Contribute to the continuous improvement of the compliance program and plan, identifying opportunities to enhance efficiency and effectiveness.
- Liaise and partner with our global compliance functions to ensure alignment with our Group Compliance programs.
- Bachelor's degree in Business, Finance, Law, or a related field.
- Minimum 8 years of experience in a regulatory compliance advisory role within financial services.
- Sound knowledge of AFS licensing requirements and compliance obligations, Australian financial services regulations, and industry standards.
- Strong collaboration, influencing, and project management skills.
- Excellent written and verbal communication skills, with the ability to effectively communicate complex regulatory concepts to stakeholders.
- Interest in crypto and/or blockchain technology.
OKX is an equal employment opportunity employer, and we encourage all people from diverse backgrounds to apply.
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Senior Compliance Manager
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