Compliance Regulatory Specialist
3 days ago
Our organization is seeking a highly skilled professional to support the growth of their Compliance Function. This role involves monitoring, reviewing and supporting compliance activities, with a focus on managing regulatory compliance risk.
- Reviewing, implementing and maintaining a compliance framework
- Assisting with the review and maintenance of key compliance registers such as incidents, breaches & complaints
- Monitoring, assessing & communicating regulatory changes impacting on key superannuation & financial services regulatory obligations (SIS act, RSE licence, AML/CTF Act etc)
- Providing advice on Dispute Resolution
- Engaging in regulatory change projects
- Acting as a regulatory compliance SME on broader business projects
- Contributing to developing and reviewing the compliance controls for the Risk strategy
The successful candidate will have a Degree level qualification in Law, Commerce or relevant discipline and experience in compliance management in superannuation and/or financial services. They will be responsible for building and maintaining effective relationships with internal and external stakeholders.
This is an exciting period of significant growth and change, offering opportunities to engage, collaborate and facilitate regulatory change projects. If you are passionate about ensuring regulatory compliance and are committed to delivering results, we encourage you to apply for this challenging yet rewarding role.
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