Regulatory Compliance Specialist
1 week ago
Job Title:
Regulatory Compliance Specialist
About the Role:
The Regulatory Compliance Specialist will support the Legal/Regulatory Department in maintaining a solid understanding of our organization's mission, vision, and values. This role upholds the standards of our organization and has shared responsibility for assisting with legal, regulatory, and compliance matters.
Key Responsibilities:
- Supports attorneys with handling regulatory examinations, preparing and submitting filings, and corresponding with regulatory agencies.
- Prepares and submits routine regulatory filings and corresponds with state Departments of Insurance or other regulatory bodies.
- Assists team with processing Consumer Complaints pursuant to internally developed policies.
- Provides limited administrative tasks necessary to support regulatory submissions.
- Assists team with monitoring regulatory updates and ensuring timely compliance.
- Maintains knowledge of trends in the industry and familiarity with regulatory requirements and guidelines.
Requirements:
- Bachelor's Degree and/or Paralegal certification.
- Skilled in Microsoft Office (Word, Excel, PowerPoint, SharePoint) and other software products typically used in a Legal/Regulatory department.
- Strong organizational skills and attention to detail.
- Ability to professionally interact with people at all levels of the corporate structure.
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