
Regulatory Affairs And Compliance Specialist
3 days ago
**Job Title: Regulatory Affairs and Compliance Specialist - Investment Management**
**Location: Brisbane, Australia**
**Company Overview**: Join a dynamic team which is a leading investment management firm headquartered in Brisbane, Australia. They specialise in managing funds and products across various jurisdictions, providing innovative investment solutions to our clients. As they continue to expand our global presence, they are seeking a talented Regulatory Affairs and Compliance Specialist to join their team.
**Key Responsibilities**:
- **Regulatory Compliance**: Monitor and analyse regulatory developments in the investment management industry across different jurisdictions to ensure compliance with applicable laws and regulations.
- **Fund and Product Marketing Compliance**: Review and approve marketing materials for funds and investment products, ensuring they adhere to regulatory standards and guidelines.
- **Documentation and Reporting**: Maintain accurate records of compliance activities, prepare regular reports for internal and external stakeholders, and coordinate with relevant authorities during regulatory inspections.
- **Risk Assessment**: Conduct risk assessments related to marketing practices and develop strategies to mitigate potential compliance risks.
- **Cross-functional Collaboration**: Collaborate with internal teams, including legal, marketing, and investment management, to ensure a cohesive and compliant approach to fund and product marketing.
- **Training and Awareness**: Develop and conduct training programs to enhance awareness of regulatory requirements and compliance standards among relevant teams.
**Qualifications**:
- Bachelor's degree in Law, Business, Finance, or a related field. Advanced degree or professional certifications in compliance or regulatory affairs are a plus.
- Proven experience in regulatory affairs and compliance within the investment management industry, with a focus on fund and product marketing.
- In-depth knowledge of global regulatory frameworks and requirements.
- Strong analytical and problem-solving skills, with attention to detail.
- Excellent communication and interpersonal skills.
-
Brisbane, Queensland, Australia beBeeRegulatory Full time $100,000 - $150,000Regulatory Affairs SpecialistAbout the Role:We are seeking a highly skilled Regulatory Affairs Specialist to join our team. This individual will play a critical role in ensuring compliance with applicable laws and regulations.Key Responsibilities:Compliance Monitoring: Monitor regulatory developments in the investment management industry to ensure timely...
-
Regulatory Affairs Expert
3 days ago
Brisbane, Queensland, Australia beBeeProfessional Full time $80,000 - $100,000Regulatory Affairs Professional WantedWe are seeking a highly skilled Regulatory Affairs Specialist to join our dynamic team.This 12-month fixed term role offers the opportunity to contribute your expertise and experience in regulatory affairs. As a key member of our team, you will be responsible for maintaining design dossiers, technical files and other...
-
Regulatory Affairs Strategist
23 hours ago
Brisbane, Queensland, Australia beBeeCompliance Full time $121,541 - $154,929Regulatory Affairs LeadOur financial services firm relies on a robust compliance framework to safeguard customer interests. As Regulatory Affairs Manager, you will play a pivotal role in upholding our company's excellent culture and maintaining our reputation as one of Australia's most trusted brands.This is a key position reporting directly into the Head of...
-
Regulatory Compliance Specialist
3 days ago
Brisbane, Queensland, Australia beBeeRegulatory Full time $96,161 - $118,111Job Description:">The primary objective of this role is to support the Regulatory Affairs team with a focus on preparing and maintaining regulatory documentation, ensuring compliance with relevant regulations and standards.">This position will be responsible for creating and managing Medical Device Files, liaising with cross-functional teams to understand...
-
Regulatory Affairs Specialist
3 days ago
Brisbane, Queensland, Australia Cook Group Full timeOverview:**Life at Cook Medical**:Our culture and values are something we are proud of. With Cook Medical, you will be joining an inclusive culture that truly values its people. We are passionate about the work that we do in making a difference to patient lives around the globe. We treat everyone with respect and encourage our employees to be transparent,...
-
Regulatory Affairs Specialist
3 days ago
Brisbane, Queensland, Australia beBeeRegulation Full time $88,591 - $119,195Regulatory Affairs SpecialistThe role involves managing operational aspects of work health and safety licensing services. Key responsibilities include providing high-quality information to stakeholders, leading and supporting staff, and utilizing computer systems and software effectively.Key Requirements:Lead and support staff in a team environment with...
-
Senior Regulatory Affairs Specialist
3 days ago
Brisbane, Queensland, Australia beBeeRegulator Full time $100,000 - $130,000About the RoleWe are building a strong and stable team to support our risk management framework. This role will see you collaborate with senior stakeholders to manage interactions, engagements, and communications with key financial and prudential regulators.You will be involved in managing regulatory affairs, including responding to day-to-day queries from...
-
Regulatory Compliance Specialist
3 days ago
Brisbane, Queensland, Australia beBeeCompliance Full time $80,000 - $120,000Regulatory Compliance SpecialistWe are seeking a highly skilled Regulatory Compliance Specialist to join our team in Brisbane. As a trusted advisor, you will support the company's compliance function and direct and coordinate regulatory updates in the APAC region.Main Responsibilities:Be a trusted adviser and support the compliance function in BrisbaneLead...
-
Regulatory Compliance Specialist
14 hours ago
Brisbane, Queensland, Australia beBeeregulatory Full time $103,000 - $144,999Job Title: Regulatory Compliance SpecialistThe role of a Regulatory Compliance Specialist is crucial in ensuring that early childhood education and care services meet the necessary standards and guidelines.
-
Regulatory Compliance Specialist
3 days ago
Brisbane, Queensland, Australia beBeeCompliance Full time $93,450 - $101,500Job Title:Regulatory Compliance SpecialistAbout the Role:The Regulatory Compliance Specialist will support the Legal/Regulatory Department in maintaining a solid understanding of our organization's mission, vision, and values. This role upholds the standards of our organization and has shared responsibility for assisting with legal, regulatory, and...