Compliance Leader

5 days ago

Melbourne, Victoria, Australia beBeeCompliance Full time $180,000 - $230,000
Job Title

We are seeking an experienced compliance professional to join our team as a Senior Manager. This pivotal role will support the Head of Compliance in navigating the regulatory landscape and guiding our organisation to deliver positive, compliant and risk-aware outcomes for its members.

Key Responsibilities
  • Oversight of incident management processes, breach assessments, and investigations with the Line 1 Risk & Controls team.
  • Maintenance of the Obligations Library and Business Unit Compliance Plans.
  • Support for regulatory change processes from identification through to implementation.
  • Due diligence reviews of externally facing regulated documents.
  • Specialised compliance advice, guidance, review, and challenge to the Line 1 Risk & Controls team and stakeholders.
  • Targeted Compliance Assurance reviews to assess the effectiveness of the compliance framework.
  • Contribution to internal and external reporting.
  • Development and execution of conflicts of interest plans for senior leaders.
  • Stakeholder engagement and collaboration with the compliance function.
Requirements
  • Extensive experience in a compliance or legal function within the financial services industry, preferably in superannuation, with 3-5 years in a similar role.
  • Strong understanding of governance, risk, and compliance practices in a regulated superannuation fund.
  • Tertiary qualifications in a law or business-related discipline (preferred).
What Makes You Stand Out
  • In-depth knowledge of compliance and risk frameworks, with the ability to assess regulatory impacts and initiate change projects.
  • Demonstrated experience overseeing an incident management process and performing breach assessments.
  • Demonstrated experience maintaining an obligations library and supporting obligation owners.
  • Strong written and verbal communication skills to effectively convey compliance requirements and foster relationships across the organisation.
  • Ability to influence and collaborate with stakeholders at all levels.
About Our Team
  • A dynamic and inclusive environment where you can make a meaningful impact on compliance practices.
  • Collaboration with industry-leading professionals and contribution to strategic objectives.
  • Opportunities for professional development and career progression within a global network.

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