Regulatory Affairs and Governance Professional

3 days ago


Brisbane, Queensland, Australia beBeeRegulatory Full time $100,000 - $150,000
Regulatory Affairs Specialist

About the Role:

We are seeking a highly skilled Regulatory Affairs Specialist to join our team. This individual will play a critical role in ensuring compliance with applicable laws and regulations.

Key Responsibilities:

  • Compliance Monitoring: Monitor regulatory developments in the investment management industry to ensure timely compliance.
  • Marketing Compliance: Review and approve marketing materials for funds and investment products to adhere to regulatory standards.
  • Documentation and Reporting: Maintain accurate records of compliance activities and prepare regular reports for stakeholders.
  • Risk Assessment: Conduct risk assessments related to marketing practices and develop strategies to mitigate potential risks.
  • Cross-functional Collaboration: Collaborate with internal teams to ensure a cohesive compliance approach.

Requirements:

  • Qualifications: Bachelor's degree in Law, Business, Finance, or a related field. Advanced degree or professional certifications in compliance are a plus.
  • Experience: Proven experience in regulatory affairs within the investment management industry.
  • Skills: In-depth knowledge of global regulatory frameworks, strong analytical skills, and excellent communication skills.

What We Offer:

  • Opportunity to Work: Join a dynamic team and contribute to the success of our organization.
  • Professional Growth: Develop your skills and expertise in regulatory affairs.
  • Collaborative Environment: Work with experienced professionals who share your passion for regulatory compliance.


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