
Regulatory Affairs and Governance Professional
3 days ago
About the Role:
We are seeking a highly skilled Regulatory Affairs Specialist to join our team. This individual will play a critical role in ensuring compliance with applicable laws and regulations.
Key Responsibilities:
- Compliance Monitoring: Monitor regulatory developments in the investment management industry to ensure timely compliance.
- Marketing Compliance: Review and approve marketing materials for funds and investment products to adhere to regulatory standards.
- Documentation and Reporting: Maintain accurate records of compliance activities and prepare regular reports for stakeholders.
- Risk Assessment: Conduct risk assessments related to marketing practices and develop strategies to mitigate potential risks.
- Cross-functional Collaboration: Collaborate with internal teams to ensure a cohesive compliance approach.
Requirements:
- Qualifications: Bachelor's degree in Law, Business, Finance, or a related field. Advanced degree or professional certifications in compliance are a plus.
- Experience: Proven experience in regulatory affairs within the investment management industry.
- Skills: In-depth knowledge of global regulatory frameworks, strong analytical skills, and excellent communication skills.
What We Offer:
- Opportunity to Work: Join a dynamic team and contribute to the success of our organization.
- Professional Growth: Develop your skills and expertise in regulatory affairs.
- Collaborative Environment: Work with experienced professionals who share your passion for regulatory compliance.
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