Financial Compliance Specialist

7 days ago

Sydney, New South Wales, Australia beBeeCompliance Full time

About the Role:

We are seeking a skilled Financial Compliance Specialist to join our team. As a key member of our compliance function, you will play a vital role in ensuring that our business operations are conducted in accordance with relevant laws and regulations.

Key Responsibilities:

  • Provide regular production, auditing and delivery of timely and accurate compliance monitoring for Mercer Investments Australia (MIAL)
  • Proactively monitor adherence to procedures and control checks on a daily, monthly and quarterly basis
  • Assist with the investigation of breaches and incidents and ensure timely resolution and improvement to the control environment
  • Run the regulatory change forum and drive regulatory change projects
  • Maintain the Mercer Investments Training Plan and conduct training for the business
  • Ensure appropriate procedures, risk and control guidelines are maintained and adhered to, and identify, update and maintain gaps in controls and procedures and work with the business to come up with solutions for compliance

Requirements:

  • A strong understanding of financial markets and investment management processes, including the drivers behind market movements and knowledge of asset manager processes
  • Legal or Compliance experience (2+ years) from a funds management or similar background required
  • Tertiary qualification and/or industry specific qualification such as a law degree or other equivalent university qualification
  • Good organisational, research and administrative skills are a must

What We Offer:

We offer a range of benefits that support your career development and wellbeing, including:

  • Flexible work arrangements
  • Leading training and development program
  • Professional environment where your career path really matters and is supported in our global organisation
  • Great team environment with energetic and supportive colleagues

About Us:

At Marsh McLennan, we are committed to embracing a diverse, inclusive and flexible work environment. We aim to attract and retain the best people regardless of their sex/gender, marital or parental status, ethnic origin, nationality, age, background, disability, sexual orientation, and gender identity.

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