
Asset Servicing Control and Resilience Professional
2 weeks ago
About the Role
We are seeking a seasoned professional to join our Asset Servicing Control & Resiliency team. As a key member, you will play a crucial role in setting the control & resiliency strategy to protect the foundational strength of the operational risk and resiliency environment.
Key Responsibilities
- Participate in control project deliverables to implement enhanced controls and operational effectiveness enhancements.
- Advise and assist Business Units on implementing the control framework and ensure adherence to maintaining the control processes in accordance with the highest standards and best practices.
- Assist key Control programs such as RCSA, Audit Remediation, ASL, ATP Standards etc.
- Evaluate incidents and operational losses and perform thorough analysis to identify trends and root cause.
- Contribute to the periodic risk reviews of operational processes, procedures, and client-specific servicing deliverables.
- Support manager with planning and execution of thematic reviews required to provide assurance to business leadership of control effectiveness.
- Support the risk-based control test plan to identify excessive risk and/or control issues at an early stage.
- Support the Global incident management process and apply lessons-learned in the region.
Requirements
- Demonstrated experience of 5 or more years in operational risk and/or compliance in the financial services sector.
- Experience in asset servicing, and/or banking with a solid understanding of custody and fund services products, markets, and client base.
- Ability to systematically assess and challenge existing processes in a structured way.
- Works to build consensus with the ability to influence at various levels.
- Stakeholder management, with proven ability to work with virtual teams to successful outcomes.
- Strong communications skills with the ability to explain difficult or sensitive information.
About Us
This is a great opportunity to be part of a global company that provides innovative financial services and guidance to individuals, families, and institutions. We value a flexible and collaborative work culture where our partners can explore new ideas and achieve greater things.
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