Financial Services KYC Associate

4 weeks ago

Sydney, New South Wales, Australia Anton Murray Consulting Full time
Job Description

We are seeking an experienced Financial Services KYC Associate to join our team on a 12-month contract in Sydney.

The ideal candidate will have wealth management / retail equity broking / Wealth Management client onboarding/ KYC / AML experience and ideally some understanding of UK FSA regulations alongside Australian regulations.

Key Responsibilities:
  • Support all operational processes for CIP KYC and PEP reviews, including account opening for sub-accounts, SMAs and OTC product accounts.
  • Review and process static data change, i.e updating contact details, account type and profile.
  • Review and process trigger events, including changes that trigger CDD insufficient or outdated based on current KYC rules.
  • Monitor and process different requests in Workflow, reviewing modules for international platforms and conducting signature verification.
  • Handle deceased estate matters, including death notifications, account blocking and uplifting, and adding executors to accounts.
  • Process Power of Attorney requests, adding them to domestic and international platform accounts.
  • Monitor Enhanced Due Diligence reports daily and investigate high/high+ risk triggers.
  • Initiate EDD/PEP processes for high/high+ risk accounts.
  • Address front office queries.
  • Perform ad hoc tasks, such as projects, client communication, mass mailing, US IPO, MIFID Quarterly Statements, BCAN, and CGG/PPSR Registration.
Role Requirements:
  • Bachelor's degree or equivalent education or experience required.
  • At least 3 years' experience in the financial services industry, preferably with previous experience in Risk and Compliance with a private bank or onboarding/periodic review in a top-tier bank.
  • Understanding of global AML/KYC standards, particularly Australian and UK-FSA requirements.
  • Strong analytical and organizational skills.
  • Effective communication skills to instruct/advice Sales teams and stakeholders.
  • Able to articulate issues concisely and effectively.
  • Capable of working independently and within a team in a dynamic environment with high pressure on timeliness and quality of deliverables.
  • Demonstrated knowledge of KYC documentation, industry regulations, and best practices.
Compensation Package

This role offers approximately $470-525 per day plus super, depending on prior experience in relevant positions.

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