Compliance & AML Risk officer

3 weeks ago

Sydney, Australia Profusion Group Full time

SUMMARY

The Fraud and FinCrime Analyst will be responsible for executing and maintaining the compliance structures and frameworks, including, but not limited to, compliance with the AML Program, Disputes and Chargeback policies, Financial Crime policies, Privacy Act and the Corporations Act in relation to Australian Financial Services Laws.

ESSENTIAL DUTIES

- Ensure compliance with ongoing AFS license requirements.
- Provide formal reports to the Board on a regular basis.
- Maintain and further improve the compliance framework through the development and implementation of comprehensive policies and procedures.
- Ensure IFTI reporting obligation is met with AUSTRAC, in conjunction with various other regulatory reporting as necessary.
- Develop and maintain control test plans in relation to the Financial Crime Policy.
- Update policies and procedures in accordance to any legislation or regulation change, in terms of AML/CTF, Privacy Act and Corporations Act.
- Identify, assess, and address Anti-Money Laundering, financial crimes, and sanctions compliance matters.
- Manage and oversee regulatory examinations and internal and external audits.
- Manage and deliver all regulatory reporting requirements.
- Ensure transaction monitoring for suspicious activity is conducted according to internal procedures.
- Manage and lead the due diligence process as part of the overall customer onboarding obligations.
- Work closely with all business units to ensure compliance with applicable law, regulations and polices.

REQUIRED EXPERIENCE / QUALIFICATIONS

- Must be fluent in Mandarin.
- Proven compliance experience in financial services or payments systems.
- Demonstrable knowledge and experience of Payment Schemes, their rules and regulations, and associated systems.
- Ability to understand complex financial products.
- Understand and capable of handling dual reporting structure.
- Excellent organization skills.
- Creative thinking and affinity to innovation.
- Excellent analytical skills and with the ability to deliver results under pressure.

Preferred Qualities

- Legal and/or compliance qualifications will be well regarded.
- Experience in maintaining AFSL obligations specifically within the Non-Cash Payments conditions.
- ACAMS or similar qualifications will be well regarded.
- Experience in Fintech alternative payments schemes.

#J-18808-Ljbffr

  • Head of Risk, Financial Crime

    2 weeks ago

    Sydney, New South Wales, Australia AMP Full time $120,000 - $180,000 per year

    If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking.For us, these are exciting times. There's a real potential for big thinkers to help us redefine what financial services could be and turn our legacy into something even more...

  • AML Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia GRC Talent PTY LTD Full time $90,000 - $120,000 per year

    My client is one of Australia's leading residential real estate groups, a brand defined by ambition and unparalleled success, with over 100 branches across the country. They are now looking to appoint an AML Compliance Officer ahead of the Tranche 2 reforms - to support the business in building and maintaining a centralised AML compliance function. A...

  • Office of General Counsel

    3 weeks ago

    Sydney, Australia Dentons Canada Full time

    Office of General Counsel & Risk - AML & Compliance Lawyer About Dentons Dentons is the world’s largest law firm. We’re 20,000+ people globally across 80+ countries including USA; Europe; India and Asia. We are a global polycentric firm which is expanding rapidly in an increasingly globalised legal industry. Dentons now consistently ranks as one of...

  • AML Risk and Compliance SME

    6 days ago

    Sydney, New South Wales, Australia Empower Consulting Full time $104,000 - $130,878 per year

    Our Tier 1 client is looking for a contractual AML Expert to commence asap on a major uplift program.Open to Sydney/Melbourne Candidates.KEY RESPONSIBILITIESAML/CTF and Sanction Function:Expert in AML/CTF regulations, compliance frameworks, risk-based assurance, and regulatory engagement.Strong understanding of financial services regulations, including AFSL...

  • Senior AML/Compliance Officer

    2 weeks ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time $90,000 - $120,000 per year

    We're working with a leading institutional financial services firm in Sydney that is seeking a Senior AML/Compliance Officer to join their growing team. This is a full-time permanent role with a broad operational and compliance remit, offering direct exposure to senior leadership and high-value institutional clients.This position is central to the firm's...

  • Aml Compliance Manager

    2 weeks ago

    Sydney, Australia Clayton Utz Full time

    The role We are currently seeking an experienced compliance professional to join our growing Risk team, with flexibility to be based in any of our national offices. As an integral part of the firm's core operations, the Compliance Manager will be responsible for overseeing and monitoring the firm's compliance with Anti-money Laundering (AML) and Counter...

  • Compliance AML/CTF Officer

    2 days ago

    Sydney, New South Wales, Australia Makinson & d'Apice Full time $90,000 - $120,000 per year

    Makinson d'Apice is a progressive law firm built on it's 170 year history of excellence for incredible clients by exceptional lawyers. As a mid-sized firm (200 staff and growing) with a boutique feel, we are large enough to provide diversity of clients and challenging work, yet small enough to help grow your career.Due to growth we are seeking to hire an...

  • Compliance AML/CTF Officer

    2 days ago

    Sydney, New South Wales, Australia Makinson d'Apice Lawyers Full time $90,000 - $120,000 per year

    Newly created roleHybrid workingDrive and lead the compliance functionMakinson d'Apice is a progressive law firm built on it's 170 year history of excellence for incredible clients by exceptional lawyers. As a mid-sized firm (200 staff and growing) with a boutique feel, we are large enough to provide diversity of clients and challenging work, yet small...

  • AML/KYC Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia FinClear Full time

    AML/KYC Compliance ManagerFinClear is Australia's leading independent technology and infrastructure provider for financial market access. FinClear is regulated by both ASIC and the ASX, with offices across four states and a client base including banks, brokers and fintechs. This role focuses on owning and implementing initiatives to ensure AML/CTF...

  • AML/KYC Compliance Manager

    4 weeks ago

    Sydney, New South Wales, Australia FinClear Full time

    AML/KYC Compliance Manager FinClear is Australia's leading independent technology and infrastructure provider for financial market access. FinClear is regulated by both ASIC and the ASX, with offices across four states and a client base including banks, brokers and fintechs. This role focuses on owning and implementing initiatives to ensure AML/CTF...