Compliance Manager, Wealth

4 months ago

Sydney, Australia Bendigo and Adelaide Bank Full time

Compliance Manager, Wealth (9 month fixed term)

As **Compliance Manager, Wealth** and reporting to the **Senior Manager Risk & Compliance, Wealth** you will support the further development, implementation and management of the compliance framework.

In particular you will be:

- Actively be involved in testing, reviewing, and monitoring compliance obligations
- Assessing regulatory change impacts and supporting implementation.
- Identifying and supporting potential control uplifts to ensure obligations are met
- Preparation of regulatory responses and notifications
- Supporting the division with additional training requirements to meet obligations.
- Reviewing disclaimers, marketing material and regulatory requirement documents

**About you**

To be successful in this role you will have
- Tertiary qualifications in Legal, Management or Business-related fields with RG 146 Qualifications ideal
- Strong understanding and practical working Compliance experience within in Banking and Financial Services (Line 1 or 2)
- Experience and knowledge of wealth products including regulations, legislation and processes with an understanding of Funds Management and Superannuation preferred
- Excellent communication skills both verbal and written with highly developed influencing skills
- Strong collaboration and relationship management to deliver on organisational outcomes.
- Proven ability to manage multiple and complex tasks and meet deadlines

**About Bendigo and Adelaide Bank**

With over 7,000 employees, we are Australian's most trusted retail bank, our purpose is - 'to feed into the prosperity of our customers and communities, not off it'. We are one of Australia's most trusted brands and this isn't something we take lightly, which means Bendigo Bank is the Bank you can be proud to work at

**What we offer**
- As part of a national organisation, we can offer exciting opportunities within the broader Bendigo and Adelaide Bank Group
- Great work life balance and a range of staff benefits

**This is a 9 -month fixed term opportunity, ideally located at one of our corporate offices in Melbourne, Adelaide, Bendigo or Sydney. We offer a flexible hybrid work arrangement with a requirement of a minimum 2 days in the office.**

**How to apply**

Job ID G0zUznHOL8xu

  • Head of Compliance

    5 months ago

    Sydney, Australia OCG Talent Full time

    Look after retail and wholesale advisory business. - Permanent, Sydney or Melbourne based role. - Be part of a market-leading wealth management business. Our client is a boutique wealth management organisation providing advanced research, innovation, personalised service, and tailored solutions that are focused on creating and preserving wealth to retail,...

  • Wealth Management Compliance Officer

    6 months ago

    Sydney, Australia UBS Full time

    Australia - Compliance - Group Functions **Job Reference #** - 291530BR **City** - Sydney **Job Type** - Full Time **Your role** - Do you have a minimum 3 years of experience in providing compliance or risk advisory services within a private banking or wealth management environment? Do you enjoy advising and supporting front office colleagues to ensure...

  • Compliance Manager Wealth Platforms

    6 months ago

    Sydney, Australia Macquarie Group Limited Full time

    -Join our Wealth Platforms aligned Compliance team in Sydney and play a key role in advising, reviewing, and challenging compliance risks in the division. This is a 12-month contract. At Macquarie, our advantage is bringing together diverse people and empowering them to shape all kinds of possibilities. We are a global financial services group operating in...

  • Compliance Manager Wealth Management Cbd Based

    5 months ago

    Sydney, Australia Robert Half Full time

    Broad 2nd line Compliance role for a well-known wealth management firm, reporting into an impressive Head of Legal & Compliance - **Profitable and well-established Wealth Management business**: - ** Broad Line 2 regulatory compliance role**: - ** Working with an excellent Head of Legal & Compliance** **The Company** With a global presence and international...

  • Compliance Manager, Wealth Management

    1 month ago

    Sydney, New South Wales, Australia Perpetual Full time

    The Perpetual Wealth Management division is seeking a Compliance Manager to join the LARCCS Compliance team. The role will be focused on working alongside senior stakeholders to drive good risk culture and good risk outcomes across the Perpetual Wealth Management division and Perpetual Group more generally.The Compliance Manager will be responsible for...

  • Compliance Manager, Perpetual Wealth Management

    6 months ago

    Sydney, Australia Perpetual Limited Full time

    The wealth management business consists of three distinct brands in addition to Perpetual Private - Fordham, Jacaranda financial planning and Priority Life - offering a unique mix of wealth management, advice and trustee services. With a diverse range of capabilities including strategic advice on superannuation and retirement planning, general investment,...

  • Tax Compliance Manager for Australian Wealth Management

    2 weeks ago

    Sydney, New South Wales, Australia AXR Recruitment & Search Full time

    Lead a team in tax compliance to drive business growth for a leading wealth management group. As a seasoned Tax Compliance Manager, you will specialize in tax and SMSF compliance work for family groups and SME clients.Collaborate with a dedicated and supportive wealth and financial planning team to achieve strategic goals.Access a comprehensive client...

  • Compliance Manager, Perpetual Wealth Management

    6 months ago

    Sydney, Australia Perpetual Full time

    The wealth management business consists of three distinct brands in addition to Perpetual Private – Fordham, Jacaranda financial planning and Priority Life – offering a unique mix of wealth management, advice and trustee services. With a diverse range of capabilities including strategic advice on superannuation and retirement planning, general...

  • Wealth Management Compliance Expert

    2 days ago

    Sydney, New South Wales, Australia Perpetual Full time

    Compliance Manager Role at PerpetualWe are seeking a highly skilled Compliance Manager to join our team at Perpetual. In this role, you will be responsible for driving good risk culture and outcomes across the Perpetual Wealth Management division and Perpetual Group more generally.Key Responsibilities:Implement all aspects of the Compliance Risk Management...

  • Risk and Compliance Manager

    2 months ago

    Sydney, Australia ING Full time

    At ING Australia, you’ll have the chance to build a career as unique as you are, with the global scale, inclusive culture, and technology to become the best version of you. We are looking for a **Risk Manager** who will be a fundamental pillar and integral member who will be joining our **Wealth tribe.** **Please note this is a 8-months fixed term...

  • Risk and Compliance Manager

    4 weeks ago

    Sydney, Australia ING Full time

    At ING Australia, you’ll have the chance to build a career as unique as you are, with the global scale, inclusive culture, and technology to become the best version of you. We are looking for a **Risk Manager** who will be a fundamental pillar and integral member who will be joining our **Wealth tribe.** **Please note this is a 12-months fixed term...

  • Product Risk

    5 days ago

    Sydney, Australia Perpetual Limited Full time

    More Time Off for What Matters: Enjoy up to 6 weeks of leave- - Flexible work environment and comprehensive salary package- - Assist in developing and delivering the Risk & Compliance team strategyPerpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia, currently consisting of 11 leading brands across three distinct businesses:...

  • Compliance Specialist for Wealth Management Strategy

    2 weeks ago

    Sydney, New South Wales, Australia Perpetual Full time

    At Perpetual, we are seeking a skilled Compliance Manager to join our Legal, Audit, Risk CoSec Compliance & Sustainability (LARCCS) Division. This role will focus on driving good risk culture and outcomes across our Perpetual Wealth Management division and the broader Perpetual Group.About the OpportunityThis is an exciting opportunity for a Compliance...

  • Private Wealth Management Associate

    1 month ago

    Sydney, New South Wales, Australia Salt Recruitment Full time

    About the RoleWe are seeking an experienced Private Wealth Management Associate to join our team in Sydney. This role is pivotal in leveraging your expertise in Private Wealth Management and ensuring Anti-Money-Laundering compliance.Key ResponsibilitiesCase managing new onboarding requestsLiaising with and support Advisers and Analysts on onboarding document...

  • Private Wealth Management Associate

    3 weeks ago

    Sydney, New South Wales, Australia Salt Recruitment Full time

    About the Role:We are seeking an experienced Private Wealth Management Associate to join our team. This role is pivotal in leveraging your expertise in Private Wealth Management and ensuring Anti-Money-Laundering compliance.Key Responsibilities:Casemanaging new onboarding requestsLiaising with and support Advisers and Analysts on onboarding document...

  • Wealth Management Associate

    1 month ago

    Sydney, New South Wales, Australia Anton Murray Consulting Full time

    Job Title: Wealth Management AssociateJob Summary: We are seeking an experienced Wealth Management Associate to join our Sydney team. The ideal candidate will have wealth management experience and a strong understanding of KYC and AML regulations.Key Responsibilities:Support all operational processes for CIP KYC and PEP reviewsReview documentation provided...

  • Compliance and Risk Management Professional

    2 days ago

    Sydney, New South Wales, Australia Perpetual Full time

    About the RoleYou will play a pivotal role in ensuring that Perpetual's wealth management business operates within a robust risk management framework. This includes implementing and maintaining PWM's risk management systems, frameworks, tools, and policies.Key responsibilities include:Supporting the Anti-Money Laundering Compliance Officer (AMLCO) in...

  • Tax Compliance Director for Australian Wealth Management

    2 weeks ago

    Sydney, New South Wales, Australia AXR Recruitment & Search Full time

    Head of Tax Compliance Role OverviewA highly supportive and well-established National Wealth Management Group is seeking an ambitious, "smart" and "commercial" Tax professional to specialise in Tax/SMSF compliance work.This role suits someone looking to build a Team and Business within a quality Client portfolio.The Firm has grown year on year and has an...

  • Wealth Manager

    6 months ago

    Sydney, Australia Independent Resourcing Consultancy Ltd Full time

    Wealth Manager - Sydney This firm is a pioneering, independent financial advisory consultancy, unwavering in its dedication to safeguarding the financial futures of its clients. Established by UK-qualified financial advisers, the company distinguishes itself with its vibrant energy and innovative approach, setting it apart in the competitive offshore...

  • Tax Compliance Leader for Australian Wealth Management Group

    2 weeks ago

    Sydney, New South Wales, Australia AXR Recruitment & Search Full time

    Head of Tax Compliance RoleThis is a highly supportive and well-established National Wealth Management Group with a strong positive culture.The company has an interesting and broad tax compliance work, social/positive work environment, and provides staff with great client exposure.This role suits an ambitious, 'smart' and 'commercial' tax professional who is...