Compliance Manager Wealth Platforms

Visible Business Facing Role - Drive End to End Risk & Control Environment - Wealth Management / Distribution and/or Platforms Experience Required This leading Australian Wealth Management business brings Super & Retirement, Platforms, Advice and supporting divisions together under one leadership team to provide whole-of-wealth services to their...

Look after retail and wholesale advisory business. - Permanent, Sydney or Melbourne based role. - Be part of a market-leading wealth management business. Our client is a boutique wealth management organisation providing advanced research, innovation, personalised service, and tailored solutions that are focused on creating and preserving wealth to retail,...

The wealth management business consists of three distinct brands in addition to Perpetual Private - Fordham, Jacaranda financial planning and Priority Life - offering a unique mix of wealth management, advice and trustee services. With a diverse range of capabilities including strategic advice on superannuation and retirement planning, general investment,...

Compliance Manager, Wealth (9 month fixed term) As **Compliance Manager, Wealth** and reporting to the **Senior Manager Risk & Compliance, Wealth** you will support the further development, implementation and management of the compliance framework. In particular you will be: - Actively be involved in testing, reviewing, and monitoring compliance...

**Sydney OR Brisbane location considered.** **The Company** You will be joining an international financial services institution working across a breadth or products within the retail banking space. **A day in the life of a Regulatory Compliance Manager** You will join the Wealth product and technology divisions to provide advice on all regulatory and...

More Time Off for What Matters: Enjoy up to 6 weeks of leave- - Flexible work environment and comprehensive salary package- - Assist in developing and delivering the Risk & Compliance team strategyPerpetual Group is an ASX-listed company (ASX:PPT) headquartered in Sydney, Australia, currently consisting of 11 leading brands across three distinct businesses:...

At ING Australia, you’ll have the chance to build a career as unique as you are, with the global scale, inclusive culture, and technology to become the best version of you. We are looking for a **Risk Manager** who will be a fundamental pillar and integral member who will be joining our **Wealth tribe.** **Please note this is a 12-months fixed term...

Sydney- Wealth Management- PermanentThis is a great opportunity to join a leading stockbroker in a junior risk and compliance capacity. **Responsibilities**: - Provide guidance to staff to ensure compliance with firm policies and procedures, regulatory and legislative requirements - Assist with the co-ordination of client events, seminars, research and...

Recent implementation of a new investment management platform - Broad scope of the role and opportunity to take ownership of key systems - Hybrid work environment with WFH flexibility **Platform Owner** - Recent implementation of a new investment management platform - Broad scope of the role and opportunity to take ownership of key systems - Hybrid work...

Sydney- Wealth Management- Contract or Temporary**Key responsibilities**: - Become the Subject Matter Expert of the account opening process and operational functions of the platform - Proactively escalate issues to Management, Risk, Compliance, AML, Front Office staff in a timely manner to minimise potential liabilities to the business - Answer queries on...

Outstanding company culture - Leadership role with great team environment - Hybrid working model A reputable and privately owned company that specialises in critical assets is looking for a Compliance Manager who is experienced in developing, implementing and maintaining corporate compliance framework; policies & audit & assurance programs. Initially you...

**Role Overview** *** High visibility Compliance Manager opportunity in a tight knit, high performing team responsible for a variety of line 1 responsibilities. You will be confident, assured in presentation and comfortable working in the grey area. In exchange you’ll be exposed to some of the best and brightest in the industry and have an exceptional...

Executive Manager Private Wealth Distribution - Commonwealth Private **Executive Manager Private Wealth Distribution - Commonwealth Private** **About us** Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading...

**Broad Line 2 Compliance role with a focus on Wealth Management products**: - **Ample flexibility and support. Hybrid model with 2 days in office and 3 days at home and flexible working arrangements available.**: - **Long term career progression. Up to $140k base + super + bonus.** **Overview**: Global Bank is in search of a dynamic regulatory compliance...

**Executive Manager Private Wealth Distribution - Commonwealth Private**: **About us** Retail Banking Services (RBS) is the public face of CommBank, delivering a seamless banking experience for the future, to our 10 million + personal and small business customers. We offer market-leading products and services, supported by some of the world’s best systems...

Manager Enterprise Risk & Compliance, ERM Wealth **Manager Enterprise Risk and Compliance, ERM Wealth** If you live in Australia or New Zealand, you've likely heard of AMP. But at a time when society is changing, we are too. We're now a nimbler business with new leadership and thinking. For us, these are exciting times. There's a real potential for big...

**How will I help?** We have an exciting opportunity for EM Risk & Compliance - Strategy and Products BTFG is one of Australia’s leading wealth management brands. We provide our customers with a full spectrum of wealth services, including investment, superannuation and retirement income products, investment platforms. The role is accountable for Risk...

**Introduction**: HUB24 leads the wealth industry as the best provider of integrated platform, technology and data solutions. At HUB24, we know the smartest investments start with our people. We are innovative and ambitious, and we move fast. At HUB24, we empower our employees to bring their ideas and creativity to work. Rather than getting bogged down in...

Sydney- Wealth Management- Contract or TemporaryOur client is a leading Wealth Management firm seeking a Manager of Operational Risk for an initial 12 month contract This role sits within the Australian Wealth Management Operational Risk division in Line 1. The Operational Risk team is an independent function that oversees, monitors, measures and analyses...

**Introduction**: HUB24 leads the wealth industry as the best provider of integrated platform, technology and data solutions. At HUB24, we know the smartest investments start with our people. We are innovative and ambitious, and we move fast. At HUB24, we empower our employees to bring their ideas and creativity to work. Rather than getting bogged down in...