Head of Governance, Risk

4 weeks ago

Sydney, New South Wales, Australia Platinum Pacific Partners Part time
Head of Governance, Risk & Compliance (Part-Time)

Our client is a high-growth investment management and technology business redefining how people engage with financial products and services. With a focus on simplifying wealth management, they deliver managed funds, model portfolios and tailored solutions to the advised retail market. Combining institutional-grade investment strategies with cutting-edge technology, the firm offers advisers and clients a rational, efficient and people-centered approach to building long-term wealth.

We are seeking an experienced and strategic Head of Governance, Risk and Compliance (GRC) to join their leadership team in a part-time capacity. This is a senior role responsible for overseeing governance frameworks, risk management practices, and regulatory compliance functions that underpin the business and its Responsible Entity (RE).

Responsibilities
  • Act as Company Secretary, supporting the Board and Committees with governance, records, and reporting
  • Lead and enhance GRC frameworks, ensuring compliance with ASIC regulations, AFSL conditions, and RE obligations
  • Drive risk management, including policy reviews, control testing, and regulatory reporting
  • Serve as the primary liaison with regulators, auditors, and external compliance partners
  • Provide strategic guidance to the Board and Executive team on governance, risk, and compliance matters
  • Promote a strong risk culture and mentor teams to embed policies into daily practice
Ideal experience & attributes
  • 10+ years' experience in governance, risk, and compliance within funds management, REs, or financial services
  • Deep knowledge of Australian financial services law, the Corporations Act, ASIC requirements, and AFSL obligations
  • Previous Company Secretary experience with a track record of building robust GRC frameworks in scaling environments
  • High integrity, sound judgment, and strong written/verbal communication skills
  • Commercially pragmatic, balancing compliance obligations with business strategy
  • Collaborative and adaptable, thriving in entrepreneurial, fast-growing settings
Seniorities and employment details
  • Seniority level: Director
  • Employment type: Part-time
  • Job function: Legal and Finance
  • Industries: Investment Management, Financial Services, and Technology, Information and Media

We're seeking candidates with a strong background in governance, risk, and compliance within funds management or financial services who are looking for a part-time leadership opportunity where they can make a real impact.


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