Snr Consultant

2 weeks ago

Sydney, New South Wales, Australia NAB - National Australia Bank Full time

Work type:
Fixed term Full time, Contractor

Location:
NSW- Sydney CBD, VIC- Melbourne CBD

  • Make an immediate impact in this highprofile business as it goes through a period of significant change
  • Use your expertise to drive positive outcomes for our customers
  • 6 Month Contract role with a possibility for extension

A career that gives you more


Your career at NAB is about more than money, it's about serving our customers well and helping our communities prosper.

We currently have an exciting opportunity for a
Senior Consultant Advice Governance and Compliance to join our high-profile
Wealth Advice Remediation business.

Reporting to the Manager Advice Professional Services, Legacy Advice, you will have the opportunity to draw on your technical Advice compliance, risk and governance capabilities to support the Legacy Advice Australian Financial Services Licences' (AFSLs) critical governance, compliance and risk functions, while also helping the business navigate and manage changes to existing processes for these functions once all remediation activity can be completed and the AFSLs closed.


What you will doing

  • Managing change and undertaking project work to realise the key deliverables of Legacy Advice over the next 6 months
  • Compliance with legislative, regulatory and internal obligations including risk event (issue and breach) management, control monitoring and testing and ASIC reference checking.
  • Facilitation of the endtoend risk event management process for issues, incidents or other events that arise across a broad stakeholder group.
  • Facilitating Risk Events through the event lifecycle from Identification and Lodgement through to Investigation, Rectification and Remediation and Closure.
  • Conducting targeted and thematic investigations.
  • Proactively manage risk, meeting all policy and compliance requirements; design, test and perform controls; adhere to process and procedures pertinent to role; and escalate events, issues or breaches as they are identified.
  • Assisting with investigation and information support for litigation matters, regulatory engagement and responses.

What you will bring

  • 5+ years project & change management experience
  • Strong experience (3+ years) in financial advice compliance or risk functions
  • A solid understanding of the legal and regulatory framework for financial services within Australia.
  • Knowledge of processes, policies and regulations impacting the Legacy Advice / BAU Alternative Dispute Resolution (ADR) & Remediation teams and ability to identify/manage relevant risk impacts.
  • Financial planning qualifications (DFP or ADFP) preferred.
  • Exposure to Advice/financial services governance functions including Board and committee reporting and risk management, investigations and incident management.
  • Ability to work in a fastpaced environment and deliver within required timeframes.
  • Excellent communication, interpersonal and influencing skills.
  • Strong organisational and time management skills with the ability to work autonomously to deliver to required timeframes.

A diverse and inclusive workplace works better for everyone
At NAB, we are intent on building a culture we can all be proud of. One based on trust and respect. An uplifting environment where every single one of us feels appreciated and empowered to be our true, authentic selves. A diverse and inclusive workplace where our differences are celebrated, and our contributions are valued. It is a huge part of what makes NAB such a special place to be.

More focus on you
We are committed to delivering a positive experience for our colleagues and a workplace you can be proud of.

We support our colleagues to balance their careers and personal life through flexible working arrangements such as hybrid working and job sharing and competitive financial and lifestyle benefits.

We invest in our colleagues through world class development programs (Distinctive Leadership and Career Qualified in Banking), and empower you to learn, grow and pursue exciting career opportunities.

For more information, please click here.

Join NAB
If you think this role is the right fit for you, we invite you to apply. If you require any reasonable adjustments to the recruitment process or the role, please let the recruitment consultant know.

To be eligible to apply, you must have Australian or New Zealand citizenship or permanent residency status.

  • Please note unsolicited CVs from agencies will not be accepted.

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