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Investment Risk and Compliance Manager
3 months ago
- Rapidly growing industry super fund
- Sydney or Melbourne CBD | Career growth opportunities
ABOUT THE COMPANY
Our client is a large Australian industry super fund, experiencing a massive period of growth and transformation.
They have a focus and strategy for future growth and pride themselves in investing in their staff and creating a culture of diversity, inclusion, compassion, and trust.
An excellent opportunity for an experienced investment risk and compliance leader has become available at a highly reputed and growing industry super fund.
ABOUT THE ROLE
This role is an exceptional opportunity to join an established and growing team.
Directly support the Senior Investment Risk and Compliance Manager and senior investment business leaders to deliver, develop and support the investment risk and compliance framework.
A diverse role that will assist in enhancing the investment risk and compliance frameworks as they are modified and tailored to each business group, along with monitoring changes in legal and prudential regulations to ensure the business adapts to new compliance rules and guidelines.
KEY RESPONSIBILITIES:
- Investigate, resolve, and report all Investment Mandate Agreement (IMA) compliance matters;
- Collaborate with other stakeholders to develop and implement all IMA compliance guidelines with the custodians;
- Develop, implement, and deliver effective risk management assessments across the investments and operational teams;
- Review, and update risk and compliance policies, programs and procedures & provide advice to key clients and stakeholders within the business in line with the relevant standards;
- Undertake Operational Due Diligence assessments of investment managers and prepare written reports and recommendations;
- Assist in the design, development, delivery and maintenance of the Compliance Program; AND
- Coordinate breach and risk reporting to the Audit and Risk Committee
QUALIFICATIONS, SKILLS, KNOWLEDGE AND EXPERIENCE:
- Proven experience in senior investmentrelated roles, with at least 35 years' experience within Investment Compliance Management;
- Tertiary qualifications in Commerce, Finance, Economics, Law, or a similar discipline;
- Highly developed understanding of the Australian and international funds management industry and investment market;
- Deep knowledge of the Investments legal and regulatory requirements e.g. AIST and APRA;
- A strong ability to multitask and work to a deadline, highly motivated with a strong work ethic;
- Sound analytical and problemsolving skills;
