Regulatory Affairs Senior Manager

Found in: beBee S AU - 1 month ago


Sydney, Australia Robert Walters Full time

An opportunity to join a leader in the super and financial industry in regulatory relations, to ensure regulatory reporting obligations are met.

The role assists with co-ordinating responses to Regulatory requests, as well as providing oversight to the business in matters that are open with regulators to ensure these are managed in a way that supports transparent, and timely communications with Regulators.

Key Responsibilities:

  • Lodgement of Breach Notices with Regulator within prescribed time frames.
  • Assist with Board and Committee reporting of key Regulatory engagement items and themes.
  • Liaise with regulators for the purposes of meeting statutory reporting obligations, responding to regulator queries and ongoing relationship management.
  • Review and enhancement of process for Breach reporting in light of recent ASIC changes.

Key Requirements:

  • Understanding of ASIC and APRA and relevant financial services laws.
  • Risk/compliance experience roles in financial services organisations is preferred.
  • Experience in superannuation or managed investment Schemes.
  • Postgraduate studies in Risk, Compliance and/or Finance.

Robert Walters Australia is acting as an Employment Agency in relation to this vacancy.



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