
Senior Regulatory Compliance Manager
2 weeks ago
We are seeking an experienced Compliance Director to join our team in Australia. This is a senior leadership role responsible for ensuring compliance with local laws and regulations.
As a key member of our Local Programs and Regulatory Compliance team, you will work closely with cross-functional stakeholders to support a top-class Compliance program.
The successful candidate will have a minimum of 10 years' experience in financial services compliance, including leadership and management skills.
You will be responsible for managing regulatory compliance obligations such as reporting, dispute resolution, assessments, risk management, and projects across the Australian compliance program.
You will also advise on new products and business structures, monitor services provider SLAs, and handle internal and external escalated disputes.
This is a challenging and rewarding opportunity for a seasoned professional who is passionate about staying up-to-date with the current regulatory landscape.
Key Responsibilities:
Manage regulatory compliance obligations
Advise on new products and business structures
Monitor services provider SLAs
Handle internal and external escalated disputes
Requirements:
Minimum of 10 years' experience in financial services compliance
Leadership and management skills
Working knowledge of AFSL obligations, derivatives compliance, and associated reporting
RG146 compliance and ACAMS certification preferred
What We Offer:
Competitive salary
Attractive annual leave entitlement
Visa card provided upon joining
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