Senior Internal Control and Audit Specialist

4 days ago

Sydney, New South Wales, Australia TMGM Full time $120,000 - $140,000 per year
About The Company

TMGM is one of the fastest-growing CFD and Forex brokers in the Asia-Pacific region, trusted by over 150,000 clients globally. With a strong focus on innovation, client satisfaction, and regulatory compliance, we continue to expand our presence across international markets.


About The Role

Join us as we strengthen our Risk Management and Internal Control function across the Group. This role offers the opportunity to shape risk frameworks, enhance governance processes, and promote a culture of proactive risk awareness, while making a meaningful impact on the way we manage risk and support business growth.

Key Responsibilities:

  • Support the Group-wide SOP Facilitation Program by reviewing departmental SOPs, assessing control design effectiveness, and maintaining a central SOP library leveraging AI.
  • Act as a trusted advisor to stakeholders, promoting strong risk management, internal controls, and governance, while guiding effective control design and fostering continuous improvement.
  • Deliver assurance activities including RCSA, walkthroughs, and control testing, using data insights to identify control gaps and collaborating with owners to implement enhancements.
  • Manage incidents and breaches via Jia, including register maintenance, customer communications, post-incident reporting, and participation in cross-functional reviews, while driving follow-up initiatives to embed risk practices.
  • Contribute to internal audit planning and execution, ensuring alignment with enterprise risks and business priorities, coordinating evidence collection, and tracking remediation actions with stakeholders.
  • Enhance business resilience by preparing and updating Business Impact Analyses (BIA) and coordinating business continuity testing.
Requirements
  • 5+ years' experience in internal audit, internal control, risk, or compliance within financial services, with exposure to both financial and non-financial audit reviews.
  • Tertiary qualifications in Accounting, Finance, Commerce, Business, or a related discipline; professional certifications such as CA, CPA, CIA, CISA, or equivalent are desirable.
  • Experience in Forex and CFD trading or broader financial services environments preferred; exposure to cybersecurity or IT audit is an advantage.
  • Strong interpersonal and stakeholder engagement skills, with the ability to influence and collaborate effectively across departments.
  • Excellent written and verbal communication skills, with a structured approach, strong analytical ability, and high attention to detail.
  • Highly adaptable, proactive, and able to manage multiple priorities in a fast-paced environment, with a commitment to continuous learning and improvement.
  • Advanced proficiency in Microsoft Office and data analytics tools (e.g., Power BI), with exposure to Jira, Notion, and GRC platforms; experience supporting system rollouts or enhancements is a plus.
Benefits
  • Competitive salary and performance-based bonuses.
  • Opportunities for career growth and development within a global company.
  • Collaborative and inclusive work environment with exposure to cross-region operations.
  • Health and wellness benefits.
  • Flexible working arrangements.

  • Senior Manager Internal Audit

    1 week ago

    Sydney, New South Wales, Australia KPP Search Full time $180,000 - $250,000 per year

    KPP Search are working with an International Technology business, who are seeking a Senior Audit Manager to join their Internal Audit function.Reporting into the Head of Audit, the Senior Audit Manager will take responsibility for managing teams, leading audit engagements and building successful relationships with senior stakeholders across the...

  • Director, Internal Audit

    2 weeks ago

    Sydney, New South Wales, Australia Watermark Search International Full time $104,000 - $130,878 per year

    About the RoleThis is a high-impact senior leadership opportunity at the heart of the University's governance and strategic direction. Reporting to the Vice-Chancellor administratively, and functionally to the Chair of the Audit & Risk Committee, the Director of Internal Audit provides independent assurance on the effectiveness of internal controls, risk...

  • Associate, Internal Audit

    2 days ago

    Sydney, New South Wales, Australia Apex Fund Services Australia Pty Ltd Full time $60,000 - $100,000 per year

    The Apex Group was established in Bermuda in 2003 and is now one of the world's largest fund administration and middle office solutions providers.Our business is unique in its ability to reach globally, service locally and provide cross-jurisdictional services. With our clients at the heart of everything we do, our hard-working team has successfully...

  • Senior Internal Auditor

    2 weeks ago

    Sydney, New South Wales, Australia Port Authority of New South Wales Full time $140,000 - $150,000 per year

    Capstone are managing the recruitment process for a Senior Internal Auditor, to join Port Authority of NSW, on a full-time, permanent basis.The OrganisationPort Authority of NSW is a state-owned corporation that manages pilotage, navigation, cruise operations, and operational safety for commercial shipping in 6 key ports across NSW, including Sydney Harbour,...

  • Senior Associate, Internal Audit

    4 days ago

    Sydney, New South Wales, Australia Grant Thornton Australia Full time $80,000 - $120,000 per year

    • 3+ years delivering Internal Audit services across Public, Higher Education, or Purpose-led organisations • Be part of our high-performing Risk Consulting team—known for top-tier engagement and rapid growth • Enjoy flexible work options and recharge time to support your wellbeingGrant Thornton Australia is one of the world's leading...

  • Senior Associate, Internal Audit

    2 days ago

    Sydney, New South Wales, Australia Grant Thornton Full time $80,000 - $120,000 per year

    3+ years delivering Internal Audit services across Public, Higher Education, or Purpose-led organisationsBe part of our high-performing Risk Consulting team—known for top-tier engagement and rapid growthEnjoy flexible work options and recharge time to support your wellbeingGrant Thornton Australia is one of the world's leading independently-owned and...

  • Senior Associate, Internal Audit

    2 days ago

    Sydney, New South Wales, Australia Grant Thornton Australia Full time $90,000 - $120,000 per year

    3+ years delivering Internal Audit services across Public, Higher Education, or Purpose-led organisationsBe part of our high-performing Risk Consulting team—known for top-tier engagement and rapid growthEnjoy flexible work options and recharge time to support your wellbeingGrant Thornton Australia is one of the world's leading independently-owned and...

  • Senior Manager, Internal Audit

    1 week ago

    Sydney, New South Wales, Australia Optus Full time $120,000 - $180,000 per year

    It starts with YESAt Optus, we have an ambitious goal to be Australia's most loved everyday brandThe internal audit function contributes to Optus achieving its strategic objectives through delivery of high-quality audit, assurance and consulting services. Joining our Internal Audit team, you will play a meaningful role in improving our organisation's...

  • Internal Audit Lead, Development

    1 week ago

    Sydney, New South Wales, Australia Lendlease Full time $120,000 - $180,000 per year

    Lendlease is Australia's leading real estate business with International operations. Our core expertise is in Investment Management, Development, and Construction. For more than 60 years, we have created thriving places around the globe.About role:We are currently seeking a highly motivated individual to join our Global Internal Audit team as Internal Audit...

  • Audit Senior

    1 week ago

    Sydney, New South Wales, Australia William Buck NSW Full time $80,000 - $120,000 per year

    Introduction:William Buck, more than advisors: We understand that exceptional advice comes from passionate people who thrive in an environment where they feel empowered to shape outcomes. That's why at William Buck, we've created what we like to call the 'Goldilocks' model – a top ten performing business that's just the right size to ensure every employee...