Risk & Compliance Officer | Financial Services

6 days ago

Sydney, New South Wales, Australia Robert Half Full time $90,000 - $120,000 per year

Are you passionate about risk and compliance in financial services? Do you want to be part of a growing non-bank lender where your expertise will have a direct impact on the business?

We are seeking a Risk and Compliance Officer to join a leading Australian non-bank corporate lender and investment manager. This role sits within the Risk and Compliance team and offers the opportunity to contribute to the development, implementation, and oversight of the firm's risk and compliance frameworks.

You will work closely with the Chief Compliance Officer and internal stakeholders to ensure the business continues to meet its regulatory obligations, uphold industry best practices, and maintain a strong compliance culture.

Key Responsibilities

  • Support the management of compliance with regulatory obligations, including financial services laws and licensing requirements.
  • Assist with oversight of Australian Credit Licence (ACL) and Australian Financial Services Licence (AFSL) obligations.
  • Contribute to the firm's AML/CTF program through regular monitoring, reporting, and policy management.
  • Identify and assess compliance risks across business functions and lending strategies.
  • Undertake assurance activities, control testing, and assist in developing compliance plans with business units.
  • Prepare accurate and timely reports on compliance risks, issues, and breaches.
  • Support internal audits and regulatory reviews.
  • Help develop, implement, and maintain risk and compliance policies and training programs.
  • Collaborate with internal teams and external advisors on regulatory matters.

About You

  • Previous experience in a Risk and Compliance role within non-bank lending, investment management, financial services, or a related sector.
  • Strong knowledge of:
  • ASIC regulations and the Australian financial regulatory environment.
  • Consumer credit laws and the National Consumer Credit Protection Act 2009.
  • AML/CTF compliance requirements.
  • AFSL and ACL licensing frameworks.
  • High attention to detail with the ability to interpret complex regulatory requirements.
  • Experience using GRC systems.
  • Strong written and verbal communication skills.
  • Ability to work independently and in a team environment.
  • Relevant tertiary qualifications in risk management, finance, law, or related fields (preferred).

Why Join?

This is an excellent opportunity to join a high-performing non-bank lender and investment manager where your skills and contributions will be highly valued. You'll work in a collaborative environment with opportunities to develop your expertise and grow your career in risk and compliance.

This is a hybrid position.

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