ASIC Compliance Analyst

4 days ago

Greater Sydney Area, Australia Hytech Full time $60,000 - $90,000 per year

As an ASIC Compliance Analyst, you will be responsible for ensuring compliance with Australian Securities and Investments Commission (ASIC) regulatory requirements by performing daily internal and external client money reconciliations, monitoring compliance activities, and supporting ASIC-related projects. This role requires strong analytical skills, attention to detail, and a proactive approach to process improvement and regulatory compliance.

Key Responsibilities

  • Produce and review daily internal and external client money reconciliations within agreed deadlines.
  • Challenge and enhance internal and external processes to ensure compliance with ASIC client money rules and industry best practices.
  • Confidently generate daily Client Money reports using automated platforms, ensuring all outstanding items are monitored and escalated efficiently.
  • Assist the Finance Team in overseeing day-to-day client money safeguarding controls and effectiveness.
  • Support annual finance and compliance reviews and liaise with auditors and ASIC as required.
  • Responsible for preparing and submitting timely returns and reports required under ASIC obligations.
  • Assist finance in monitoring and reporting tasks.

Qualifications & Skills


• Solid knowledge of ASIC client money rules and regulatory framework.


• Experience in reconciliations, compliance monitoring, or financial reporting.


• Strong analytical, problem-solving, and stakeholder management skills.


• Ability to work under pressure and meet tight deadlines.

  • Compliance Coordinator

    4 days ago

    Sydney, Australia ASIC Full time

    **At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.** Drive operational excellence and lead the charge in compliance!...

  • Analyst/lawyer

    2 weeks ago

    Sydney, Australia ASIC Full time

    Credit, Banking & General Insurance team - Identify, assess, and action regulatory issues - Sydney, Melbourne, Perth, Adelaide, Hobart or Brisbane location A future with ASIC means that your work will contribute to ASIC's vision for a fair, strong and efficient financial system for all Australians. We value what you will bring. We value those with sharp,...

  • Junior Business Analyst

    4 days ago

    Sydney, New South Wales, Australia ASIC Full time $97,401 - $109,171 per year

    At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.ASIC's Business Analysis team is currently seeking a Junior Business...

  • Commercial & Reporting Analyst

    4 days ago

    Sydney, Australia ASIC Full time

    At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm. - **Sydney location preferred. Other locations considered.**: -...

  • Data Analyst

    4 days ago

    Sydney, New South Wales, Australia ASIC Full time $97,401 - $149,295 per year

    At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.We are seeking a highly motivated Market Intelligence Data Analyst to...

  • Senior Data Business Analyst

    9 hours ago

    Sydney, New South Wales, Australia ASIC Full time $147,074 - $162,634 per year

    At ASIC, you can be the change that ensures a fair, strong and efficient financial system for the benefit of all Australians. Contribute to delivering on ASIC's purpose, vision, and strategic priorities to help maintain the integrity of the financial system and protect consumers from harm.The Australian Government has announced the stabilisation of existing...

  • Sharepoint and Power Platforms Development

    2 weeks ago

    Sydney, Australia ASIC Full time

    SharePoint & Power Platforms Development and Support Analyst - SharePoint & Power Platforms Development and Support Analyst - Salary - From $126,903 - $135,048 (depending on experience) plus up to 15.4% superannuation - Sydney - Permanent A future with ASIC means that your work will contribute to ASIC's vision for a fair, strong and efficient financial...

  • Compliance Analyst

    2 weeks ago

    Sydney, New South Wales, Australia Vantage Full time $60,000 - $120,000 per year

    Join our team in Sydney or Melbourne as a Compliance Analyst.Due to the nature of the role,relevant compliance experience in the FX/CFD industry is a must.Company DescriptionVantage is a global multi-asset brokerage firm based in Sydney, licensed by the Australian Securities and Investments Commission (ASIC). We offer trading opportunities in CFDs for Forex,...

  • Regulatory Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia Corpay Full time $60,000 - $100,000 per year

    Company OverviewCorpay Cross-Border is a leading payments and risk management solutions provider with a global footprint that includes the United States, Canada, the United Kingdom, Australia, Singapore, and other key financial hubs. Corpay Cross-Border has established a successful and growing business in Sydney. The Regulatory Compliance Analyst will...

  • Compliance Analyst

    2 days ago

    Sydney, New South Wales, Australia PARTALE Full time $60,000 - $180,000 per year

    About UsMST Financial is an Australian-based financial services platform that offers research, advisory, and capital markets services. We are a research-driven, outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets, mergers and acquisitions, corporate advisory,...