Compliance Analyst

2 days ago

Sydney, New South Wales, Australia PARTALE Full time $60,000 - $180,000 per year

About Us

MST Financial is an Australian-based financial services platform that offers research, advisory, and capital markets services. We are a research-driven, outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets, mergers and acquisitions, corporate advisory, income and hybrid strategies and equities sales and trading.

Role Overview

An exciting opportunity has become available for a Compliance Analyst to join our Sydney team. This role is ideal for someone looking to start or pivot into a career in compliance, with a keen interest in financial services regulation and financial markets with a desire to gain hands-on experience across a broad range of compliance activities.

You will work closely with an experienced compliance team with responsibility for tasks such as compliance monitoring and testing, regulatory reporting, internal audits, and the upkeep of policies and procedures. You'll also play a role in fostering a strong compliance culture and ensuring our business remains aligned with key regulatory frameworks, including ASIC regulations, the Corporations Act 2001, and AML/CTF legislation.

Key Responsibilities

· Responsible for conducting compliance monitoring and testing tasks, identifying areas for improvement.

· Assist in preparing and maintaining compliance reports for internal stakeholders and regulators.

· Support the development, review, and updating of compliance policies and procedures in response to regulatory changes.

· Assess regulatory change impacting business activities and play a key part in developing the compliance program to ensure business adherence.

· Assist with change management and digitisation for the compliance function, focusing on streamlining processes, simplifying workflows, and transforming manual procedures into efficient digital solutions.

· Identify, assess, and help mitigate compliance risks across the business.

· Support the implementation of corrective actions for any identified compliance issues.

· Develop and deliver compliance training to support broader staff awareness of regulatory obligations.

· Maintain accurate and comprehensive records of compliance activities and be responsible for updating and maintaining various registers.

· Assist in ensuring the business complies with relevant financial regulations including ASIC guidelines, the Corporations Act 2001, and other applicable laws and regulations.

· Collaborate with internal teams and external advisers to ensure consistent compliance practices.

About You

· Strong written and verbal communication skills.

· Team-oriented with a proactive and organised approach to work.

· Strong attention to detail, which is essential for performing compliance reviews, audits, and risk assessments.

Your Experience

· Bachelor's degree in law, Finance, Business, or a related field.

· No prior compliance experience is required — we're looking for someone proactive, detail-oriented, and eager to learn. However, any experience in a compliance, regulatory, or risk management role within financial services is advantageous.

· Ability to interpret Australian financial regulations, including ASIC requirements, the Corporations Act 2001, AML/CTF obligations, and Privacy laws.

How to join us

You may apply using your LinkedIn profile; however, we would love to know more. Therefore, we welcome the inclusion of a CV and/or attached a cover letter. For further information, please contact our Internal talent acquisition Chloe

  • Regulatory Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia Corpay Full time $60,000 - $100,000 per year

    Company OverviewCorpay Cross-Border is a leading payments and risk management solutions provider with a global footprint that includes the United States, Canada, the United Kingdom, Australia, Singapore, and other key financial hubs. Corpay Cross-Border has established a successful and growing business in Sydney. The Regulatory Compliance Analyst will...

  • Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia Zepto Full time $80,000 - $120,000 per year

    About ZeptoZepto is an Australian scaleup, providing real-time, account-to-account payments solutions for merchants and is reimagining the way money moves through the always-on, digital-first economy.Our team across Australia is built with like-minded, talented, passionate people motivated to help us deliver on our brand promise to #LevelThePayingField.At...

  • Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia PARTALE Full time $60,000 - $180,000 per year

    About Us MST Financial is an Australian-based financial services platform that offers research, advisory, and capital markets services. We are a research-driven, outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets, mergers and acquisitions, corporate advisory,...

  • Compliance Analyst

    2 days ago

    Sydney, New South Wales, Australia MST Financial Full time $60,000 - $90,000 per year

    Sydney, CBDPermanent, Full-Time OpportunityAbout UsMST Financial is an Australian-based financial services platform that offers research, advisory, and capital markets services. We are a research-driven, outcomes-focused financial services firm that provides comprehensive financial service solutions. Our expertise spans equity and debt capital markets,...

  • Compliance Analyst

    2 days ago

    Sydney, New South Wales, Australia MinterEllison Full time $90,000 - $120,000 per year

    Location: Sydney, MelbourneContract Type: PermanentMinterEllison is one of Australia's largest independent law and consulting firms. With a heritage of almost 200 years, we are known for our excellence, and our authentic and enduring relationships with our clients, our people and our communities. Clients seek out MinterEllison to help them solve complex...

  • Compliance Analyst

    5 hours ago

    Sydney, New South Wales, Australia MinterEllison Full time $60,000 - $90,000 per year

    Location: Sydney, MelbourneContract Type: PermanentMinterEllison is one of Australia's largest independent law and consulting firms. With a heritage of almost 200 years, we are known for our excellence, and our authentic and enduring relationships with our clients, our people and our communities. Clients seek out MinterEllison to help them solve complex...

  • Analyst, Enterprise Risk and Compliance

    1 week ago

    Sydney, New South Wales, Australia ASX Full time $90,000 - $120,000 per year

    ASX: Powering Australia's financial marketsWhy join the ASX?When you join ASX, you're joining a company with a strong purpose – to power a stronger economic future by enabling a fair and dynamic marketplace for all.In your new role, you'll be part of a leading global securities exchange with a strong brand. We are known for being a trusted market operator...

  • Senior Information Compliance Analyst

    1 hour ago

    Sydney, New South Wales, Australia Reserve Bank of Australia Full time $120,000 - $180,000 per year

    • Opportunity to be part of the RBA's Knowledge Management department• Fixed-term position with hybrid work environment• Play a key role in safeguarding the integrity of an iconic Australian institution• PreferredThe Knowledge Management Department (KM) enables the Bank to better harness data, information, and knowledge in pursuit of its goals.About...

  • Compliance Analyst

    4 days ago

    Sydney, New South Wales, Australia Freelancer Full time $80,000 - $120,000 per year

    This role will report to the Head of Compliance and is a great opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas. You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key communicator between different...

  • Compliance Analyst

    2 hours ago

    Sydney, New South Wales, Australia Freelancer Full time $80,000 - $120,000 per year

    This role will report to the Head of Compliance and is a great opportunity to apply your previous experience while expanding your skillset in a regulated compliance environment across three different business areas. You will have the opportunity to develop and support the enterprise-wide compliance calendar and act as a key communicator between different...