Senior Compliance Officer

Join Doo Group – Explore α Better Future

Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together

Looking for a New Challenge? Join Us as We Expand Globally

As we continue our global business expansion, we're on the lookout for talented individuals who are motivated to support our strategic goals and initiatives. Join a team that values innovation and growth.

What you'll be working on:

• Oversee and support the implementation and monitoring of compliance with relevant financial regulations, including those set by the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).
• Review, draft, and provide guidance on contracts and legal documentation to ensure compliance with regulatory requirements.
• Serve as the primary point of contact for ASIC and other regulatory authorities, managing correspondence and facilitating audits or inquiries.
• Maintain accurate records of compliance activities, prepare reports, and ensure all documentation is up-to-date and compliant with regulatory standards.
• Assist in the development, review, and enhancement of internal controls and compliance procedures to mitigate risk and adhere to best practices.
• Monitor company operations to identify and assess compliance risks, and contribute to strategies for effective risk mitigation.
• Act as a resource for staff on compliance-related matters, providing guidance and ensuring cross-departmental alignment.
• Stay informed on regulatory changes and industry standards, supporting the implementation of necessary updates within the organization.

What we're looking for:

• Educational Background: A degree in Law, Finance, or a related field is required.
• Experience: Minimum 3 years of relevant compliance experience, preferably in a brokerage or financial services company.
• Legal Expertise: Strong legal knowledge with the ability to review contracts and interpret regulatory requirements.
• Regulatory Knowledge: Solid understanding of ASIC/APRA regulations and compliance processes.
• Skills: Exceptional attention to detail and strong analytical skills.

Excellent communication and interpersonal skills, with the ability to liaise effectively with regulators and internal stakeholders.

Proficiency in compliance management tools, Microsoft Office, and data analysis applications.

Positive, proactive, and collaborative attitude.

What we offer/What's in it for you:

• Seeking to expand your regional work experience? Work alongside industry-leading professionals from around the globe in an environment filled with opportunities for continuous learning and growth.
• We reward our best employeeswith quarterly employee recognition awards in USD.
• Feeling drowsy after lunch? Take advantage of our smart pantry access and monthly tea break/lucky draw.

Life as DOOers

At Doo Group, we embrace a culture where continuous growth, collaboration, and creativity are at the heart of everything we do. As a DOO, you'll collaborate with top professionals from around the globe, dive into exciting projects, and play a pivotal role in shaping the future of finance.

Unlock your potential with Doo Group. Apply now and step into a role where your impact is celebrated

Discover your potential with Doo Group. Apply now and be part of our success story

#DooBeyondLimit #TogetherWeDooMore #SucceedYourCareerWithDoo

Job Type: Full-time

Pay: $80,000.00 – $100,000.00 per year

Work Location: In person