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Associate Director Compliance, Private Wealth

2 weeks ago

Melbourne, Australia NAB - National Australia Bank Full time

**Work type**: Permanent Full time
**Location**: Aust - VIC Metro
- **Work in a collaborative and inclusive team environment**:

- **Bring your ideas, ambitions, and passions both in and outside of work**:

- **Be rewarded and recognised for the value you bring**

**A career that gives you more**

It’s more than a career at NAB. It’s about more opportunity, more moments to make a difference and more focus on you.

You make NAB. You get it done for our customers and our communities. You’re laying the foundations for NAB’s future success. Together we’ll grow, excel for our customers, and make this a workplace to be proud of.

As the Associate Director for our Compliance Business & Private Banking (B&PB) Distribution & Private Wealth team, you will provide 2nd line compliance advice to the relevant 1st line teams in respect of insights, advice, and guidance. You will review and challenge the Group's Compliance Framework and policies and standards and work collegiately with the broader CRO teams.

**Your key accountabilities will include**:
Providing a mixture of advice and guidance and review and challenge to support the implementation of NAB's Compliance framework within relevant business areas including:

- Risk based review and challenge to ensure that compliance obligations have been identified, managed, and assessed via the appropriate control environment and monitored and reported as required.
- Provision of insight and guidance to relevant business areas on Compliance related issues, risks and events including regulatory initiated change and business-initiated change. This includes contributing to 2nd line risk reports on current and emerging compliance and regulatory risk matters.
- Uplifting compliance capability by raising awareness of key compliance obligations and frameworks, policies
- Assisting in the execution of the Compliance strategic plan

**Your Capabilities, Experience & Qualifications will include**:

- Demonstrable knowledge of risk management and Compliance disciplines, preferably within B&PB and/or Wealth
- Confidence in working across and engaging directly with Executive level staff and Leadership Teams
- Resiliency, adaptability, and comfort in working autonomously, noting that a portion of this role will involve managing unplanned requests with short turn
- around time
- Ability to work as a trusted colleague in a team structure, with a demonstrated execution ethic
- Strong analytical skills and an ability to be effective in a change environment
- An innovative and creative mindset and a preparedness to pitch ideas and alternate concepts / solutions to problems and to undertake design work to prove out these solutions
- Proven experience in risk/compliance

**A diverse and inclusive workplace works better for everyone.**

At NAB, we’re intent on building a culture we can all be proud of. One based on trust and respect. An uplifting environment where every single one of us feels appreciated and empowered to be our true, authentic selves. A diverse and inclusive workplace where our differences are celebrated, and our contributions are valued. It’s a huge part of what makes NAB such a special place to be.

**More focus on you**

We’re committed to delivering a positive experience for our colleagues and a workplace you can be proud of. We support our colleagues to balance their careers and personal life through flexible working arrangements such as hybrid working and job sharing and competitive financial and lifestyle benefits. We invest in our colleagues through world class development programs (Distinctive Leadership and Career Qualified in Banking), and empower you to learn, grow and pursue exciting career opportunities. For more information, please click here.

**Join NAB**

If you think this role is the right fit for you, we invite you to apply. If you require any reasonable adjustments to the recruitment process or the role, please let the recruitment consultant know.

**Please note unsolicited CVs from agencies will not be accepted.