Compliance Manager

6 days ago

Sydney, Australia Perigon Group Full time

An excellent working environment and collaborative team
- Offices based in Sydney CBD with a hybrid working model
- An attractive salary and bonus / benefits package

**A newly created role for a Compliance Manger to join a leading global financial services group in Sydney.**

The Compliance Manager has a pivotal role in driving compliance & risk initiatives across the business. The role will involve undertaking compliance tasks, reviewing procedures and reporting to various regulators.

**Role Responsibilities**:

- Daily management of compliance duties: regulatory change, maintaining various registers and procedures and ensuring ongoing compliance with external regulation, market practices and industry codes
- Support the ongoing development of the risk-based monitoring program, conducting periodical monitoring
- Responsible for the timely provision of information to regulators, including periodic returns and ad-hoc information requested
- Assist in the coordination of internal and external audits relating to compliance, including the implementation of recommendations made
- Liaise with internal legal as required in ensuring all terms and conditions are up-to-date, while meeting regulatory requirements, product specifications and business requirements.

**Role Requirements**:

- 5 years experience as across Compliance / Risk in Financial Services
- Strong knowledge of Financial Markets
- Strong knowledge of regulatory requirements

**Benefits**:

- An excellent working environment and collaborative team
- Offices based in Sydney CBD with a hybrid working model
- An attractive salary and bonus / benefits package

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