Manager, Financial Crime

HUB24 leads the wealth industry as the best provider of integrated platform, technology and data solutions. At HUB24, we know the smartest investments start with our people. We are innovative and ambitious, and we move fast.

At HUB24, we empower our employees to bring their ideas and creativity to work. Rather than getting bogged down in bureaucracy and red tape, we build a culture that supports our team members to have a real impact on our business and the success of our customers.

As HUB24 continues to grow, we’re investing in the ambitions of our talented team - we understand that these can be both inside and outside work. That’s why we’re as focused on your career development and learning opportunities as we are in developing a flexible workplace where everybody can thrive.

We know that when our people are engaged and happy, our customers feel the difference. We operate a hybrid workplace model across our offices with plenty of work from home flexibility: Tell us what you need to be successful.

HUB24 Limited is a company listed on the Australian Securities Exchange (ASX: HUB)

**Join the HUB24 Group Risk & Compliance team in a Line 2 role reporting to the Senior Manager, Financial Crime**. In this role, you will provide leading Line 2 Financial Crime governance and oversight to support the HUB24 Group business.

You will work closely with the business, helping to ensure the ongoing delivery of business outcomes that are consistent with the HUB24 Group Risk Appetite and regulatory compliance requirements.

**Responsibilities**:

- Providing operationally independent oversight and challenge of risk-taking activities across the HUB24 Group business operations.
- Supporting the Senior Manager, Financial Crime and the HUB24 designated AML Officer.
- Identifying opportunities to deploy process changes, system enhancements, business productivity and efficiency gains in financial crime risk management and compliance.
- Implementing data and analytics to optimise current financial crime oversight and control practices and develop more preventive controls.
- Implementation of the HUB24 Group Risk Management Framework and Compliance Risk Management System and related policies with respect to Financial Crime risk (including AML/CTF, Anti-Bribery lead and Corruption, data security/theft, and fraud risk)
- Proactively monitoring the external policy, legal, and regulatory environment and anticipating, planning for, and leading the management of Financial Crime Compliance and risk management.
- Proactively identifying Financial Crime control gaps and corrective actions that are required to maintain an effective risk and compliance program for the HUB24 Group.
- Formulating and recommending Financial Crime control solutions and improvements by expertly guiding and advising business stakeholders on appropriate controls to support HUB24 Group risk taking within Risk Appetite.
- Oversighting and supporting BAU aspects of Financial Crime Compliance including KYC, C TF, and SMR with respect to AMNL/CTF.
- Collaborating with the Manager Controls Assurance as well as with internal and external audit functions to develop and maintain integrated annual assurance plans and programs of work and defining key milestones and critical path.
- Establishing and maintaining documentation such as registers and advisory documentation to support the Financial Crime function of the second line Risk & Compliance team.
- Monitoring incidents, breaches, and complaints relating to the Financial Crime control environment and providing periodic analysis and reporting.
- Performing post implementation controls reviews for significant regulatory change programs and provide analysis and reporting.
- Supporting the Line 1 business teams to implement and maintain effective operational controls including through assisting with the development and maintenance of business Operational Compliance Plans up to date, and preparation for compliance audits.
- Representing Line 2 Risk & Compliance at enterprise and Business Unit Forums.

**What you'll need to succeed**:

- Bachelor’s degree in law, finance, or business.
- Accreditation through GRCI/ RMIA considered favourably.
- Minimum 3 years’ experience working at Manager level in Financial Crime.
- Demonstrated expertise and experience in a Financial Crime role with an Australian financial services institution, preferably within wealth management.
- Excellent understanding of the macro financial services environment in relation to Financial Crime.
- Proven knowledge across all areas of financial crime compliance including risk assessment, incident management, sanctions, bribery & corruption, AML/CTF, KYC, transaction monitoring, assurance scoping, oversight and advice, reporting, and business change.
- Experienced working with complex data sets and environments, drawing conclusions, gaining insights, and reporting findings.
- An in-depth knowledge of the current regulatory regimes applicable to