Risk & Compliance Officer (Fixed Term Contract)

2 weeks ago

Melbourne, Australia TMF Group Full time

**Job no**: 575243
**Work type**: Contract
**Location**: Melbourne, Australia
**Categories**: Group Legal & Risk
**Office Location**: Melbourne

**About TMF Group**

TMF Group is a leading provider of administrative services, helping clients invest and operate safely around the world.

As we’re a global company with 11,000+ colleagues based in over 125 offices across 87 jurisdictions, We actively seek out people with the talent and potential to flourish at TMF Group, whatever their background, and offer job opportunities to the broadest spectrum of people. Once on board we nurture and promote talented individuals, making sure that senior positions are open to all.

**Job Purpose**:
The internal fund compliance function is responsible for managing all compliance needs related to fund services. It involves overseeing risk and compliance for various investment funds and structures across diverse asset classes, including domestic and international equity funds, private equity funds, land subdivision funds, SIV funds, mortgage funds, hotel funds, property development funds, and Australian investment vehicles for global funds. This role will support the Head of Compliance to fulfill these compliance functions.

**Job Requirements**:

- Awareness of the regulatory environment and assess the impact of regulatory changes
- Participate in the management of the Risk Management Framework and reporting
- Working with client services and sales team to ensure best practice is understood and implemented.
- Assist with regulatory reports and submissions.
- Assist with external audits of all compliance plans and license audits.
- Collaborating with auditors throughout the audit process.
- Provide assistance to business units in relation to risk and compliance
- Oversight of due diligence on the preparation of offer documents
- Develop and deliver informal training on compliance matters to staff and investment managers
- Promote continuous improvement of controls, processes and procedures
- Other compliance tasks as required.

**Job Requirements**:

- Relevant tertiary qualifications, with a minimum of 3 - 5 years of experience within the Australian financial services risk, compliance environment.
- AUSTRAC/AFSL/AML - CTF experience.
- Policy Governance experience within an AFSL regulated entity interfacing with regulators.
- Investor KYC experience.
- In-depth knowledge of AML/CTF legislation and Corporations Act and other applicable legislation.
- Strong working knowledge of the legal and regulatory framework.
- Experience of leading and influencing through change and working in complex environments.
- Ability to organize and manage multiple tasks/projects simultaneously.
- Quality focus with high attention to detail.
- Exceptional stakeholder management, communication, and problem solving skills.
- Demonstrated ability to influence others and gain support for relevant initiatives.
- Experience in developing policies and in developing and providing training.
- Excellent time management skills.

**Advertised**: 08 Oct 2024 AUS Eastern Daylight Time
**Applications close**: 31 Dec 2024 AUS Eastern Daylight Time

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