Manager, Investment Risk and Compliance
3 days ago
**Company Description**
Supporting millions of Aussies since 1988 with low fees and competitive long-term performance. Profits back to members, not shareholders
**Closing date: 30th July 2025.**
Please note Rest does not accept speculative resumes from recruitment agencies
Established in 1988, Rest is one of Australia’s largest profit-to-member superannuation funds.
We support nearly two million members, with around $86 billion of funds under management and are recognised as a responsible investment leader*. We believe when members understand and engage with their super, they’re more likely to get a better retirement outcome.
Everything we do at Rest is underpinned by our values and behaviours, we want to Be Daring, Keep it Simple, Take Action and Have Grit. To put it simply we want our people to thrive and love the work they do.
This role sits within the Investment Risk and Compliance team, supporting Rest Investments in managing compliance and risk. The team ensures portfolio adherence to internal policies, mandates, and regulatory requirements, while also contributing to investment frameworks, policy implementation, and strategic projects. Reporting to the Senior Manager, the role plays a key part in strengthening investment compliance and enhancing the control environment.
Some key accountabilities of the role are:
- Advise and support the Investment Team on compliance and operational risk, including policy and procedure development.
- Monitor pre/post-trade activity to ensure compliance with investment limits; report breaches and coordinate resolutions.
- Oversee mandate compliance for internal and external managers, ensuring adherence to investment agreements.
- Track compliance with investment guidelines and risk limits across all mandates and aggregated portfolios.
- Build strong relationships with internal teams, external managers, and the fund custodian.
- Lead improvements in analytics, data quality, models, and reporting.
- Ensure effective implementation of model risk management.
**Qualifications**
- Tertiary qualification in finance, economics, business, actuarial studies or equivalent
- Key designations (e.g., MBA, CFA, CAIA, FRM) are highly desirable.
Required experience, understanding or credentials **including**:
- Demonstrated and proven experience in in risk and compliance within an asset manager, a superannuation fund or risk consulting organisation.
- Demonstrated ‘commercial’ approach to investment risk and compliance, including demonstrated ability to engage effectively with senior decision makers and portfolio managers
- A proven ability to provide expert risk and compliance advice, while being able to manage multiple and complex stakeholders
- Experience in managing multiple projects and prioritising competing deadlines
- Demonstrated ‘commercial’ approach to compliance risk management
- Well-developed interpersonal skills coupled with sound oral and written communications skills
**Additional Information**
Our benefits have been designed so you can tailor your experience with us and include:
- Personal and professional development opportunities
- ** Hybrid working**:
- Purchase leave scheme and gender neutral 16 weeks paid parental leave
- Super Contribution Continuation for 12 Months of parental leave
- Linkedin Learning
- Income Protection Insurance
- Rest Excellence awards (peer recognition awards based on Rest’s values and behaviours)
- ** Rest Stops - meeting free breaks**
- Rest is committed to creating a flexible work environment and culture that embraces diversity, equity, and inclusion - where people feel welcome, safe to be themselves and inspired to do their best. _
**Please note only people with the right to work in Australia will be considered.**
- _Funds under management as at 30 June 2024. Rest is recognised as a _Responsible Investment Leader_ by the Responsible Investment Association Australia (RIAA) in its Responsible Investment Benchmark Report 2022._
-
Investment Risk Manager
2 weeks ago
Sydney, Australia NGS Super Full time**Introduction**: NGS Staff Benefits Before you learn more about the job ad, we encourage you to familiarise yourself with our fantastic NGS Staff Benefits page (link below) to understand our offering which includes Additional Leave Entitlements, Personal & Professional Development and Health & Wellbeing Benefits. About us We are an award winning,...
-
Risk and Compliance Analyst, Investments
1 week ago
Sydney, Australia Mercer Full time**Risk and Compliance Analyst, Investments** - Full-time fixed term, parental leave replacement position **What can you expect?** What we offer is a chance to join a company that is not only winning, but transforming in the most exciting way possible. Our CEO, David Bryant, is dedicated to Mercer Australia being a “people first” culture. We pride...
-
Investment Compliance Specialist
1 day ago
Sydney, Australia Perigon Group Full timeA newly created role with a growing well know brand - Fantastic salary, bonus and benefits on offer - Excellent working flexibility, 1 day required in the office The Investment Compliance Specialist is a member of the Investment Services & Compliance team and helps deliver outcomes for the broader Investment Operations. This role is responsible for doing...
-
Compliance Officer Investment Management
7 days ago
Sydney, Australia Keegan Adams Full timeGlobal Investment Manager with boutique Australian presence - Varied role with autonomy across your workload and global exposure - Highly experienced and stable team with a flexible working env. This **Global Fund Manager **has built an outstanding reputation in the market from decades of high performance and industry leading investments. They are seeking...
-
Head of Operational Risk
2 weeks ago
Sydney, Australia Rest Full time**Company Description** Supporting millions of Aussies since 1988 with low fees and competitive long-term performance. Profits back to members, not shareholders **Closing date: 25th July 2025** Please note Rest does not accept speculative resumes from recruitment agencies - Join our Finance & Investment Operations leadership team - Senior role in Line 1 -...
-
Sydney, Australia Mercer Full time**Risk and Governance Manager, Investment Management** **We are seeking a talented individual to join our Investment Management team at Mercer. This role will be based in Melbourne or Sydney. This is a hybrid role that has a requirement of working at least three days a week in the office.** **We will count on you to**: - Act as the Risk and Governance...
-
Manager - Risk and Compliance
1 week ago
Sydney, Australia Bluefin Resources Full time**Newly formed Line 1 team in a dynamic Financial Services organisation.**: - **Remuneration up to $190k package + Discretionary Bonus + Company Benefits.**: - **Sydney CBD based role with a hybrid working model.** **OVERVIEW**: Seeking a motivated and experienced Risk and Compliance Line 1 Manager within the Financial Services industry. In this role,...
-
Investment Compliance Analyst
2 weeks ago
Sydney, Australia BNP Paribas Full time**What is this position about?** The Investment Compliance Analyst role sits within the P&C Client Delivery team. The primary function of the role requires the performing of day to day monitoring of rules within client IMA’s, assisting in the day to day investment process. The Investment Compliance Analyst interacts directly with clients and/or...
-
Compliance Investment Information Services
5 days ago
Sydney, New South Wales, Australia JPMorganChase Full time $80,000 - $120,000 per yearDescriptionJ.P. Morgan's Compliance Reporting Services (CRS) is one of the largest providers of post-trade compliance reporting services to some of the largest Asset owners and Asset managers globally. Our service enables clients to efficiently detect and manage violations of their investment rules, facilitating risk reduction and demonstrating industry best...
-
Risk and Compliance Specialist
1 week ago
Sydney, Australia Lonsec Full time**We're seeking a Risk and Compliance Specialist to support regulatory compliance, assess and manage legal and operational risks, and provide clear, business-focused guidance within a dynamic financial services environment.** **About Lonsec** Lonsec is one of Australia’s leading investment research and insights providers, trusted by financial advisers,...